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First Trust Mid Cap Core AlphaDEX Fund

55 hedge funds and large institutions have $269M invested in First Trust Mid Cap Core AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
55
Holders Change
+5
Holders Change %
+10%
% of All Funds
1.78%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
9
Increased
24
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$49.4M 1,078,111 +27,333 +3%
Morgan Stanley
2
Morgan Stanley
New York
$44.5M 970,349 +40,355 +4%
U
3
UBS
Switzerland
$38.7M 843,363 +12,744 +2%
LPL Financial
4
LPL Financial
California
$17M 363,412 +53,221 +17%
RJA
5
Raymond James & Associates
Florida
$16.6M 362,212 +33,322 +10%
Bank of America
6
Bank of America
North Carolina
$15M 326,446 +22,124 +7%
AIA
7
Arrow Investment Advisors
Maryland
$14.6M 349,800 +15,700 +5%
CM
8
Churchill Management
California
$11.5M 250,886 -7,739 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10.3M 225,201 +57,248 +34%
CCM
10
Condor Capital Management
New Jersey
$6.82M 148,622 +6,182 +4%
BTS
11
BB&T Securities
Virginia
$6.26M 13,644 -37,876 -74%
HFS
12
HL Financial Services
Kentucky
$4.11M 89,603 -818 -0.9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$3.84M 83,657 +83,657 New
Deutsche Bank
14
Deutsche Bank
Germany
$2.17M 47,296 +42,612 +910%
Ameriprise
15
Ameriprise
Minnesota
$2.17M 47,556 +10,827 +29%
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$2.14M 46,595 -2,453 -5%
SNC
17
Stifel Nicolaus & Co
Missouri
$2.07M 45,108 +18,826 +72%
SG Americas Securities
18
SG Americas Securities
New York
$2.01M 43,773 +43,773 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.78M 38,909 +38,909 New
DADC
20
D.A. Davidson & Co
Montana
$1.64M 35,807 -3,051 -8%
CA
21
Cetera Advisors
Colorado
$1.64M 35,763 -167 -0.5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.6M 34,787 +7,338 +27%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.5M 32,766 -45,780 -58%
B
24
Baird
Wisconsin
$1.4M 30,608 +3,330 +12%
SHA
25
Smith Hayes Advisers
Nebraska
$1.08M 23,569 +6,843 +41%