Baker Avenue Asset Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Baker Avenue Asset Management’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-3,320	Closed	-$240K	–	210
2019 Q4	$240K	Hold	3,320	–	–	0.02%	242
2019 Q3	$224K	Hold	3,320	–	–	0.02%	230
2019 Q2	$228K	Hold	3,320	–	–	0.02%	226
2019 Q1	$222K	Buy	+3,320	New	+$217K	0.02%	232
2018 Q4	–	Sell	-3,320	Closed	-$238K	–	257
2018 Q3	$238K	Hold	3,320	–	–	0.02%	238
2018 Q2	$227K	Hold	3,320	–	–	0.02%	230
2018 Q1	$217K	Sell	3,320 -340	-9%	-$22.6K	0.02%	230
2017 Q4	$241K	Hold	3,660	–	–	0.02%	217
2017 Q3	$226K	Hold	3,660	–	–	0.03%	209
2017 Q2	$217K	Hold	3,660	–	–	0.03%	189
2017 Q1	$214K	Hold	3,660	–	–	0.03%	193
2016 Q4	$206K	Buy	+3,660	New	+$198K	0.03%	196
2014 Q3	–	Sell	-5,400	Closed	-$289K	–	281
2014 Q2	$289K	Buy	+5,400	New	+$277K	0.04%	230
2014 Q1	–	Sell	-5,400	Closed	-$272K	–	214
2013 Q4	$272K	Hold	5,400	–	–	0.05%	183
2013 Q3	$248K	Sell	5,400 -98,575	-95%	-$4.41M	0.05%	181
2013 Q2	$4.39M	Buy	+103,975	New	+$4.39M	1.08%	21

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Baker Avenue Asset Management's FNX Position: Q1 2020 in Review

Baker Avenue Asset Management sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q1 2020, closing a stake of 3,320 shares — an estimated $240K sold.

Baker Avenue Asset Management first reported a position in FNX in Q2 2013 and held it in 16 quarters. The position peaked at $4.39M in Q2 2013. 103 funds tracked by Wall St. Rank hold FNX as of Q1 2020.

Baker Avenue Asset Management reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Baker Avenue Asset Management sold 3,320 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $240K.
Baker Avenue Asset Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and held it in 16 quarters.
Baker Avenue Asset Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $4.39M in Q2 2013.
103 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2020.

Based on Baker Avenue Asset Management's 13F filing for Q1 2020, filed 14 May 2020.