We are live on ! Find out more
FNX icon

First Trust Mid Cap Core AlphaDEX Fund

64 hedge funds and large institutions have $444M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 35 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

289% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 9

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

25% more capital invested

Capital invested by funds: $354M → $444M (+$89.9M)

8% more funds holding

Funds holding: 5964 (+5)

1.95% more ownership

Funds ownership: 54.57%56.52% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.85%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
35
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.9M +$24.1M +479,212 +42%
Wells Fargo
2
Wells Fargo
California
$73.9M +$13.2M +263,577 +22%
U
3
UBS
Switzerland
$60.1M +$10.1M +200,452 +21%
DWA
4
Dorsey Wright & Associates
California
$30.7M +$1.2M +23,968 +4%
LPL Financial
5
LPL Financial
California
$25M +$2.03M +40,503 +9%
RJA
6
Raymond James & Associates
Florida
$23.4M +$2.99M +59,561 +15%
AIA
7
Arrow Investment Advisors
Maryland
$21.7M +$1.23M +24,400 +6%
Bank of America
8
Bank of America
North Carolina
$19M +$691K +13,758 +4%
CM
9
Churchill Management
California
$15.1M +$2.42M +48,255 +20%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$12M +$7.38M +147,075 +173%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11M +$876K +17,443 +9%
CCM
12
Condor Capital Management
New Jersey
$7.87M +$287K +5,710 +4%
BTS
13
BB&T Securities
Virginia
$7.07M -$4.87K -97 -0.7%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$7.02M +$5M +99,489 +270%
B
15
Baird
Wisconsin
$5.39M +$1.42M +28,193 +37%
HFS
16
HL Financial Services
Kentucky
$4.66M -$62.9K -1,252 -1%
Stifel Financial
17
Stifel Financial
Missouri
$3.75M +$3.66M +72,845 New
Ameriprise
18
Ameriprise
Minnesota
$3.46M +$616K +12,277 +22%
LPT
19
Legacy Private Trust
Wisconsin
$3.1M +$1.3M +25,861 +75%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.23M +$192K +3,820 +10%
JP Morgan Chase
21
JP Morgan Chase
New York
$2.19M -$360K -7,163 -14%
CA
22
Cetera Advisors
Colorado
$2.16M +$205K +4,084 +11%
DADC
23
D.A. Davidson & Co
Montana
$1.86M +$66.4K +1,323 +4%
SHA
24
Smith Hayes Advisers
Nebraska
$1.53M +$70.2K +1,398 +5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.37M +$530K +10,561 +66%

FNX Hedge Fund Activity: Q1 2014 in Review

64 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2014, worth a combined $444M — up 25% from $354M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FNX positions and 5 closed out — a net gain of 5 holders — while 35 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.1M. The largest seller was Stephens Inc, exiting entirely with an estimated $1.07M sold.

  • 64 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2014, up from 59 in Q4 2013.
  • Funds reported $444M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2014, up 25% quarter-over-quarter.
  • 10 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2014 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2014 was Morgan Stanley, an estimated $24.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2014 was Stephens Inc, an estimated $1.07M sold.

Based on aggregated 13F filings for Q1 2014.