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First Trust Mid Cap Core AlphaDEX Fund

103 hedge funds and large institutions have $271M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.19% less ownership

Funds ownership: 51.59%51.4% (-0.19%)

19% less funds holding

Funds holding: 127103 (-24)

41% less capital invested

Capital invested by funds: $462M → $271M (-$191M)

58% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 57

79% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 28

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
103
Holders Change
-24
Holders Change %
-18.9%
% of All Funds
2.27%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
24
Reduced
57
Closed
28
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59.9M -$2.55M -39,311 -3%
Wells Fargo
2
Wells Fargo
California
$33.3M -$14.1M -217,803 -24%
LPL Financial
3
LPL Financial
California
$23.5M +$3.73M +57,597 +13%
UBS Group
4
UBS Group
Switzerland
$21.2M -$3.64M -56,135 -11%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$19.7M -$2M -30,851 -7%
RJA
6
Raymond James & Associates
Florida
$14.3M -$2.63M -40,506 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.3M -$2.44M -37,598 -14%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$8.5M -$2.41M -37,127 -17%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$6.39M +$8.27M +127,584 +2,888%
Stifel Financial
10
Stifel Financial
Missouri
$5.69M -$1.04M -16,074 -12%
Bank of America
11
Bank of America
North Carolina
$5.22M -$2.86M -44,134 -29%
Osaic Holdings
12
Osaic Holdings
Arizona
$5.18M +$6.96M +107,353 New
Ameriprise
13
Ameriprise
Minnesota
$4.85M +$276K +4,254 +4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3M -$151K -2,337 -4%
HSA
15
HBK Sorce Advisory
Pennsylvania
$2.77M +$84.8K +1,309 +2%
TRCT
16
Tower Research Capital (TRC)
New York
$2.5M +$2.52M +38,883 +299%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.29M -$2.8M -43,231 -48%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.27M -$1.56M -24,045 -34%
SCA
19
Snowden Capital Advisors
New York
$1.96M -$86.2K -1,330 -3%
PNC
20
Park National Corp
Ohio
$1.75M +$186K +2,870 +9%
BAM
21
Bellevue Asset Management
Washington
$1.62M +$8.36K +129 +0.4%
PAG
22
Private Advisor Group
New Jersey
$1.59M -$76.5K -1,181 -3%
AI
23
Atria Investments
North Carolina
$1.48M +$984K +15,182 +98%
MIAN
24
Mariner Independent Advisor Network
Kansas
$1.45M +$113K +1,743 +6%
CPIG
25
Chicago Partners Investment Group
Illinois
$1.39M +$167K +2,572 +11%

FNX Hedge Fund Activity: Q1 2020 in Review

103 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2020, worth a combined $271M — down 41% from $462M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of FNX and 6 opened new positions — a net loss of 22 holders — while 57 trimmed existing stakes and 24 added.

The largest buyer was Susquehanna International Group, adding an estimated $8.27M. The largest seller was Wells Fargo, cutting an estimated $14.1M.

  • 103 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2020, down from 127 in Q4 2019.
  • Funds reported $271M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2020, down 41% quarter-over-quarter.
  • 6 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2020 and 28 closed out, a net change of -22 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $8.27M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2020 was Wells Fargo, an estimated $14.1M sold.

Based on aggregated 13F filings for Q1 2020.