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First Trust Mid Cap Core AlphaDEX Fund
FNX

Overview Fund Activity

79 hedge funds and large institutions have $472M invested in First Trust Mid Cap Core AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 4 closing their positions.

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
2.07%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
29
Reduced
32
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$40.1M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.66M
3
Jane Street
3
Jane Street
New York
$4.53M
4
LPT
4
Legacy Private Trust
Wisconsin
$6.28M
5
RJA
5
Raymond James & Associates
Florida
$10.9M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$87.4M
2
UBS Group
2
UBS Group
Switzerland
$49.2M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$6.99M
4
Wells Fargo
4
Wells Fargo
California
$77.6M
5
CS
5
Credit Suisse
Switzerland
$2.87M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$87.4M 1,819,157 -221,685 -11%
Wells Fargo
2
Wells Fargo
California
$77.6M 1,615,356 -87,831 -5%
UBS Group
3
UBS Group
Switzerland
$49.2M 1,023,752 -109,762 -10%
LPL Financial
4
LPL Financial
California
$40.1M 847,127 +358,351 +73%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$34.9M 726,820 -56,853 -7%
AIM
6
Astor Investment Management
Illinois
$23.6M 491,951 -52,847 -10%
Bank of America
7
Bank of America
North Carolina
$15.7M 326,121 +15,567 +5%
TFA
8
Transamerica Financial Advisors
Florida
$11.8M 246,545 -3,416 -1%
RJA
9
Raymond James & Associates
Florida
$10.9M 227,241 +27,672 +14%
ACM
10
Aviance Capital Management
Florida
$10.5M 219,081 +802 +0.4%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$9.3M 193,443 -12,452 -6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$7.66M 159,429 +90,256 +130%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$6.99M 145,391 -105,961 -42%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$6.45M 134,144 +6,030 +5%
LPT
15
Legacy Private Trust
Wisconsin
$6.28M 130,724 +47,722 +57%
Stifel Financial
16
Stifel Financial
Missouri
$5.74M 119,512 -2,440 -2%
Citadel Advisors
17
Citadel Advisors
Florida
$5.46M 113,735 +17,991 +19%
CCM
18
Condor Capital Management
New Jersey
$5.12M 106,532 +377 +0.4%
Goldman Sachs
19
Goldman Sachs
New York
$5.1M 106,009 -11 -0%
Jane Street
20
Jane Street
New York
$4.53M 94,236 +48,586 +106%
BTS
21
BB&T Securities
Virginia
$4.17M 86,807 -1,978 -2%
HFS
22
HL Financial Services
Kentucky
$4.09M 85,178 -26,552 -24%
Ameriprise
23
Ameriprise
Minnesota
$4.05M 84,386 +20,884 +33%
CS
24
Credit Suisse
Switzerland
$2.87M 59,684 -63,396 -52%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$2.85M 59,295 +662 +1%
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