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First Trust Mid Cap Core AlphaDEX Fund

82 hedge funds and large institutions have $307M invested in First Trust Mid Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $296M → $307M (+$11.5M)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0.28% less ownership

Funds ownership: 45.76%45.48% (-0.28%)

1% less funds holding

Funds holding: 8382 (-1)

19% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 36

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
2.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
29
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$58.3M +$954K +18,184 +2%
Wells Fargo
2
Wells Fargo
California
$54.8M +$6.96M +132,665 +15%
UBS Group
3
UBS Group
Switzerland
$40M +$315K +6,010 +0.8%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$17M -$381K -7,261 -2%
RJA
5
Raymond James & Associates
Florida
$14M +$4.78M +91,051 +53%
LPL Financial
6
LPL Financial
California
$13.5M -$1.18M -22,441 -8%
Stifel Financial
7
Stifel Financial
Missouri
$9.69M -$347K -6,611 -3%
Bank of America
8
Bank of America
North Carolina
$9.12M -$1.01M -19,273 -10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$9.05M +$106K +2,020 +1%
BTS
10
BB&T Securities
Virginia
$8.15M -$90.9K -1,733 -1%
AIM
11
Astor Investment Management
Illinois
$8.1M -$1.43M -27,217 -15%
Ameriprise
12
Ameriprise
Minnesota
$5.2M -$144K -2,742 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.77M +$681K +12,977 +17%
HFS
14
HL Financial Services
Kentucky
$4.66M +$132K +2,510 +3%
TFA
15
Transamerica Financial Advisors
Florida
$4.35M +$977K +18,612 +29%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.69M -$104K -1,985 -3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$3.4M +$3.38M +64,321 New
LPT
18
Legacy Private Trust
Wisconsin
$3.27M -$4.27M -81,379 -57%
ACM
19
Aviance Capital Management
Florida
$2.78M -$1.08M -20,623 -28%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.35M +$2.02M +38,582 +644%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.79M +$323K +6,163 +22%
SI
22
Stephens Inc
Arkansas
$1.65M +$884K +16,846 +117%
SCA
23
Snowden Capital Advisors
New York
$1.55M
CCA
24
Clearwater Capital Advisors
Illinois
$1.44M +$124K +2,366 +9%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.4M +$248K +4,724 +22%

FNX Hedge Fund Activity: Q3 2016 in Review

82 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2016, worth a combined $307M — up 3.9% from $296M a quarter earlier.

Fund positioning in FNX was balanced in Q3 2016: 8 funds opened new positions, 8 closed out, 29 added to existing stakes and 36 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.96M. The largest seller was Condor Capital Management, exiting entirely with an estimated $5.49M sold.

  • 82 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2016, down from 83 in Q2 2016.
  • Funds reported $307M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2016, up 3.9% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2016 and 8 closed out, a net change of 0 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $6.96M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2016 was Condor Capital Management, an estimated $5.49M sold.

Based on aggregated 13F filings for Q3 2016.