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First Trust Mid Cap Core AlphaDEX Fund

124 hedge funds and large institutions have $506M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 42 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

31% more capital invested

Capital invested by funds: $387M → $506M (+$119M)

12% more funds holding

Funds holding: 111124 (+13)

3.24% more ownership

Funds ownership: 53.16%56.4% (+3.2%)

2% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 42

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
124
Holders Change
+13
Holders Change %
+11.71%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
23
Increased
43
Reduced
42
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$120M +$18.6M +204,886 +19%
Wells Fargo
2
Wells Fargo
California
$63.4M +$4.99M +54,974 +9%
LPL Financial
3
LPL Financial
California
$60.5M +$14.6M +161,427 +33%
UBS Group
4
UBS Group
Switzerland
$22.9M -$4.01M -44,184 -15%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$18.2M -$262K -2,889 -1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16M -$2.11M -23,250 -12%
KAS
7
Kestra Advisory Services
Texas
$15.7M +$1.9M +20,904 +14%
Osaic Holdings
8
Osaic Holdings
Arizona
$11.7M +$973K +10,720 +9%
RJA
9
Raymond James & Associates
Florida
$11.6M +$330K +3,642 +3%
BRWA
10
B. Riley Wealth Advisors
Florida
$11.2M +$978K +10,775 +9%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$11.1M +$10M +110,384 +1,354%
Bank of America
12
Bank of America
North Carolina
$9.37M -$231K -2,550 -2%
Stifel Financial
13
Stifel Financial
Missouri
$9.35M -$347K -3,826 -4%
MIAN
14
Mariner Independent Advisor Network
Kansas
$6.34M +$2.84M +31,311 +86%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.85M -$2.14M -23,614 -27%
AIA
16
Arrow Investment Advisors
Maryland
$5.73M +$5.54M +61,025 New
HWM
17
Holloway Wealth Management
Florida
$5.55M
BAM
18
Bellevue Asset Management
Washington
$5.5M +$1.47M +16,224 +38%
PAG
19
Private Advisor Group
New Jersey
$4.73M +$1.71M +18,809 +60%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.61M +$137K +1,505 +3%
HI
21
Harbour Investments
Wisconsin
$4.22M +$4.08M +44,983 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$4.17M -$315K -3,475 -7%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$3.54M -$29K -320 -0.8%
CPIG
24
Chicago Partners Investment Group
Illinois
$3.28M +$173K +1,907 +6%
SCA
25
Snowden Capital Advisors
New York
$3.23M -$125K -1,377 -4%

FNX Hedge Fund Activity: Q1 2021 in Review

124 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2021, worth a combined $506M — up 31% from $387M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FNX positions and 9 closed out — a net gain of 14 holders — while 43 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $18.6M. The largest seller was Ameriprise, exiting entirely with an estimated $5.85M sold.

  • 124 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2021, up from 111 in Q4 2020.
  • Funds reported $506M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2021, up 31% quarter-over-quarter.
  • 23 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2021 and 9 closed out, a net change of +14 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2021 was Morgan Stanley, an estimated $18.6M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2021 was Ameriprise, an estimated $5.85M sold.

Based on aggregated 13F filings for Q1 2021.