Ladenburg Thalmann Financial Services’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.5M	Sell	34,797 -505	-1%	-$35.3K	0.02%	758
2019 Q3	$2.38M	Sell	35,302 -1,880	-5%	-$128K	0.02%	741
2019 Q2	$2.56M	Buy	37,182 +1,423	+4%	+$96.6K	0.02%	701
2019 Q1	$2.4M	Buy	35,759 +3,552	+11%	+$232K	0.02%	695
2018 Q4	$1.86M	Buy	32,207 +4,494	+16%	+$287K	0.02%	698
2018 Q3	$1.98M	Sell	27,713 -3,336	-11%	-$237K	0.02%	731
2018 Q2	$2.03M	Hold	31,049	–	–	0.02%	691
2018 Q1	$2.03M	Buy	31,049 +1,102	+4%	+$73.4K	0.02%	691
2017 Q4	$1.97M	Sell	29,947 -831	-3%	-$53.1K	0.02%	701
2017 Q3	$1.91M	Buy	30,778 +1,443	+5%	+$86.2K	0.02%	647
2017 Q2	$1.73M	Buy	29,335 +1,061	+4%	+$62.1K	0.02%	650
2017 Q1	$1.65M	Buy	28,274 +805	+3%	+$46.7K	0.02%	647
2016 Q4	$1.55M	Buy	27,469 +7,093	+35%	+$384K	0.02%	626
2016 Q3	$1.08M	Buy	20,376 +829	+4%	+$43.5K	0.02%	763
2016 Q2	$988K	Sell	19,547 -125	-0.6%	-$6.25K	0.02%	768
2016 Q1	$976K	Sell	19,672 -635	-3%	-$29.1K	0.02%	708
2015 Q4	$976K	Buy	20,307 +4,009	+25%	+$200K	0.02%	699
2015 Q3	$783K	Buy	16,298 +1,030	+7%	+$52.9K	0.02%	753
2015 Q2	$823K	Buy	15,268 +2,591	+20%	+$143K	0.02%	810
2015 Q1	$692K	Buy	12,677 +6,484	+105%	+$344K	0.01%	876
2014 Q4	$327K	Buy	6,193 +327	+6%	+$16.8K	0.01%	1137
2014 Q3	$295K	Sell	5,866 -694	-11%	-$36.2K	0.01%	1021
2014 Q2	$351K	Buy	6,560 +4,239	+183%	+$217K	0.01%	921
2014 Q1	$119K	Hold	2,321	–	–	﹤0.01%	1394
2013 Q4	$117K	Sell	2,321 -102	-4%	-$4.91K	﹤0.01%	1372
2013 Q3	$111K	Hold	2,423	–	–	﹤0.01%	1331
2013 Q2	$102K	Buy	+2,423	New	+$102K	﹤0.01%	1295

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FNX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 1.4% in Q4 2019, selling an estimated $35.3K and leaving 34,797 shares worth $2.5M. The position accounts for 0.02% of the portfolio, ranked #758.

Ladenburg Thalmann Financial Services first reported a position in FNX in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.56M in Q2 2019. 127 funds tracked by Wall St. Rank hold FNX as of Q4 2019.

Ladenburg Thalmann Financial Services held 34,797 shares of First Trust Mid Cap Core AlphaDEX Fund worth $2.5M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 505 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2019, an estimated $35.3K.
First Trust Mid Cap Core AlphaDEX Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #758 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Mid Cap Core AlphaDEX Fund position peaked at $2.56M in Q2 2019.
127 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.