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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$89.2M -$1.38M -18,295 -2%
Wells Fargo
2
Wells Fargo
California
$51.5M +$709K +9,365 +2%
LPL Financial
3
LPL Financial
California
$40.1M +$3.08M +40,674 +9%
UBS Group
4
UBS Group
Switzerland
$23.9M -$183K -2,424 -0.8%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$16.3M -$1.08M -14,239 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16.1M -$498K -6,586 -3%
KAS
7
Kestra Advisory Services
Texas
$12.1M +$1.31M +17,272 +13%
RJA
8
Raymond James & Associates
Florida
$9.99M -$366K -4,842 -4%
BRWA
9
B. Riley Wealth Advisors
Florida
$9.56M +$8.71M +115,132 New
Osaic Holdings
10
Osaic Holdings
Arizona
$9.43M +$668K +8,827 +8%
Stifel Financial
11
Stifel Financial
Missouri
$8.59M -$249K -3,297 -3%
Bank of America
12
Bank of America
North Carolina
$8.5M +$291K +3,841 +4%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$7.14M -$650K -8,588 -9%
Ameriprise
14
Ameriprise
Minnesota
$5.85M -$1.15M -15,241 -18%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.98M -$165K -2,183 -4%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$3.96M +$177K +2,345 +5%
BAM
17
Bellevue Asset Management
Washington
$3.72M +$422K +5,573 +15%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$3.16M +$1.52M +20,089 +112%
LI
19
LVZ Inc
Michigan
$3.1M -$126K -1,665 -4%
MIAN
20
Mariner Independent Advisor Network
Kansas
$3.01M +$335K +4,422 +14%
SCA
21
Snowden Capital Advisors
New York
$2.97M -$53.5K -707 -2%
CPIG
22
Chicago Partners Investment Group
Illinois
$2.78M +$165K +2,184 +8%
AWAP
23
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$2.72M +$2.48M +32,788 New
Goldman Sachs
24
Goldman Sachs
New York
$2.65M -$7.57K -100 -0.3%
PAG
25
Private Advisor Group
New Jersey
$2.63M +$220K +2,913 +10%