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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$133M +$10.5M +90,539 +8%
LPL Financial
2
LPL Financial
California
$99.4M -$2.14M -18,512 -2%
Wells Fargo
3
Wells Fargo
California
$74.1M -$7.79M -67,467 -9%
Raymond James Financial
4
Raymond James Financial
Florida
$55.5M +$118K +1,022 +0.2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$25.4M -$1.82M -15,787 -6%
UBS Group
6
UBS Group
Switzerland
$21.9M -$1.3M -11,267 -5%
KAS
7
Kestra Advisory Services
Texas
$20.9M +$524K +4,539 +2%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$18.6M +$134K +1,158 +0.7%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$17.9M -$223K -1,934 -1%
Bank of America
10
Bank of America
North Carolina
$15.7M +$1.28M +11,120 +8%
HighTower Advisors
11
HighTower Advisors
Illinois
$13.5M -$576K -4,989 -4%
AIA
12
AssuredPartners Investment Advisors
Florida
$12.8M +$1.09M +9,474 +9%
TCTWM
13
Three Cord True Wealth Management
Pennsylvania
$12.1M +$490K +4,246 +4%
Osaic Holdings
14
Osaic Holdings
Arizona
$10.6M -$3.71M -32,159 -25%
Stifel Financial
15
Stifel Financial
Missouri
$10.1M +$783K +6,778 +8%
LWM
16
Lakeridge Wealth Management
Ohio
$8.17M +$464K +4,023 +6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$7.66M +$2.31K +20 +0%
PSCM
18
Per Stirling Capital Management
Texas
$7.08M +$295K +2,551 +4%
BRWA
19
B. Riley Wealth Advisors
Florida
$6.68M +$2.8M +24,236 +65%
SA
20
Sanctuary Advisors
Indiana
$6.61M +$488K +4,226 +7%
CPIG
21
Chicago Partners Investment Group
Illinois
$6.45M -$6K -52 -0.1%
DADC
22
D.A. Davidson & Co
Montana
$6.21M -$282K -2,444 -4%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$6.14M +$168K +1,453 +3%
GS
24
GTS Securities
Florida
$6.09M +$3.01M +26,086 +88%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$5.7M -$243K -2,108 -4%
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