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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$108M +$380K +7,414 +0.4%
Wells Fargo
2
Wells Fargo
California
$86.8M +$8.81M +171,673 +12%
UBS Group
3
UBS Group
Switzerland
$69.7M +$67.7M +1,319,747 New
LPL Financial
4
LPL Financial
California
$37.8M +$5.11M +99,703 +16%
Bank of America
5
Bank of America
North Carolina
$21.1M -$2.88M -56,236 -12%
AIM
6
Astor Investment Management
Illinois
$18.4M +$4.05M +79,003 +29%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$14.3M +$562K +10,962 +4%
RJA
8
Raymond James & Associates
Florida
$10.5M -$14.2M -276,370 -58%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10.3M -$4.67M -90,945 -32%
CCM
10
Condor Capital Management
New Jersey
$8.86M +$79.3K +1,546 +0.9%
B
11
Baird
Wisconsin
$7.59M -$138K -2,692 -2%
HFS
12
HL Financial Services
Kentucky
$5.06M +$123K +2,403 +3%
Ameriprise
13
Ameriprise
Minnesota
$4.44M +$749K +14,595 +21%
Stifel Financial
14
Stifel Financial
Missouri
$4.39M +$180K +3,515 +4%
CA
15
Cetera Advisors
Colorado
$3.21M +$332K +6,471 +12%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$2.82M -$315K -6,140 -10%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.81M +$325K +6,343 +14%
AIG
18
American International Group
New York
$2.69M +$659K +12,837 +34%
LPT
19
Legacy Private Trust
Wisconsin
$2.65M +$654K +12,743 +34%
FAAS
20
First Allied Advisory Services
California
$2.36M +$317K +6,182 +16%
DADC
21
D.A. Davidson & Co
Montana
$1.96M -$6.21K -121 -0.3%
PI
22
Placemark Investments
Illinois
$1.89M +$913K +17,802 +100%
JP Morgan Chase
23
JP Morgan Chase
New York
$1.88M +$205 +4 +0%
SHA
24
Smith Hayes Advisers
Nebraska
$1.83M +$52.9K +1,032 +3%
ACM
25
Aviance Capital Management
Florida
$1.34M +$1.3M +25,335 New
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