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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$71.2M -$1.1M -18,984 -2%
Wells Fargo
2
Wells Fargo
California
$64.9M +$2.43M +41,826 +4%
UBS Group
3
UBS Group
Switzerland
$35.2M -$5.92M -101,977 -14%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$20.6M +$786K +13,542 +4%
LPL Financial
5
LPL Financial
California
$18.5M +$1.54M +26,605 +9%
Bank of America
6
Bank of America
North Carolina
$12M +$19.6K +338 +0.2%
Stifel Financial
7
Stifel Financial
Missouri
$11.3M +$229K +3,953 +2%
BTS
8
BB&T Securities
Virginia
$9.94M +$914K +15,740 +10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$9.6M +$862K +14,847 +10%
PFA
10
Pinnacle Family Advisors
Missouri
$9.06M +$2.7M +46,532 +43%
RJA
11
Raymond James & Associates
Florida
$8.1M -$6.64M -114,388 -45%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$7.77M +$667K +11,494 +9%
Ameriprise
13
Ameriprise
Minnesota
$7.07M +$267K +4,594 +4%
CCM
14
Condor Capital Management
New Jersey
$6.53M +$5.63K +97 +0.1%
HFS
15
HL Financial Services
Kentucky
$4.8M -$191K -3,283 -4%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.73M +$198K +3,417 +4%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.15M +$187K +3,218 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$4.01M +$128K +2,212 +3%
FTUS
19
Flow Traders U.S.
New York
$3.96M +$3.84M +66,114 +3,949%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$3.68M -$927K -15,971 -20%
Jane Street
21
Jane Street
New York
$2.89M +$1.4M +24,176 +96%
TFA
22
Transamerica Financial Advisors
Florida
$2.83M -$582K -10,030 -17%
FAAS
23
First Allied Advisory Services
California
$2.58M +$1.12M +19,276 +77%
First Trust Advisors
24
First Trust Advisors
Illinois
$2.1M +$103K +1,775 +5%
SCA
25
Snowden Capital Advisors
New York
$2.03M +$194K +3,336 +11%
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