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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$123M -$1.97M -19,831 -2%
Wells Fargo
2
Wells Fargo
California
$71M +$2.78M +27,915 +4%
LPL Financial
3
LPL Financial
California
$69.5M +$727K +7,299 +1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$26M +$3.34M +33,496 +14%
UBS Group
5
UBS Group
Switzerland
$24.8M +$648K +6,509 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.1M +$433K +4,353 +2%
KAS
7
Kestra Advisory Services
Texas
$19.1M +$545K +5,470 +3%
RJA
8
Raymond James & Associates
Florida
$16.1M -$747K -7,498 -4%
Osaic Holdings
9
Osaic Holdings
Arizona
$15M -$228K -2,288 -1%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$14.6M +$1.84M +18,502 +14%
BRWA
11
B. Riley Wealth Advisors
Florida
$13M +$138K +1,383 +1%
Stifel Financial
12
Stifel Financial
Missouri
$11.1M +$1.25M +12,503 +12%
Bank of America
13
Bank of America
North Carolina
$10.7M +$460K +4,619 +4%
GSEP
14
Golden State Equity Partners
California
$9.43M +$360K +3,618 +4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.57M +$604K +6,066 +8%
PAG
16
Private Advisor Group
New Jersey
$6.37M +$577K +5,799 +10%
BAM
17
Bellevue Asset Management
Washington
$6.12M +$120K +1,208 +2%
AIA
18
Arrow Investment Advisors
Maryland
$5.51M -$238K -2,394 -4%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$5.44M -$238K -2,388 -4%
HI
20
Harbour Investments
Wisconsin
$5.36M -$5.78K -58 -0.1%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$4.55M -$1.42M -14,275 -23%
SCA
22
Snowden Capital Advisors
New York
$4.22M +$118K +1,181 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$4.21M -$2.04M -20,446 -32%
Citadel Advisors
24
Citadel Advisors
Florida
$3.95M +$4.03M +40,439 New
MIAN
25
Mariner Independent Advisor Network
Kansas
$3.69M -$313K -3,146 -8%
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