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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$128M -$832K -7,626 -0.6%
LPL Financial
2
LPL Financial
California
$93.4M +$1.25M +11,453 +1%
Wells Fargo
3
Wells Fargo
California
$81.3M -$1.02M -9,309 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$32.8M +$126K +1,154 +0.4%
KAS
5
Kestra Advisory Services
Texas
$32M -$5.5M -50,445 -15%
UBS Group
6
UBS Group
Switzerland
$27M -$310K -2,844 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$26.1M +$1.65M +15,105 +7%
RJA
8
Raymond James & Associates
Florida
$24.9M +$2.27M +20,815 +10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$17.6M +$227K +2,080 +1%
Osaic Holdings
10
Osaic Holdings
Arizona
$16.1M -$1.4M -12,852 -8%
HighTower Advisors
11
HighTower Advisors
Illinois
$14.7M +$253K +2,318 +2%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$14.6M -$482K -4,415 -3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$13.2M +$4.88M +44,696 +58%
Bank of America
14
Bank of America
North Carolina
$13M +$669K +6,130 +5%
Stifel Financial
15
Stifel Financial
Missouri
$9.47M +$743K +6,810 +8%
BAM
16
Bellevue Asset Management
Washington
$7.65M -$15.7K -144 -0.2%
DADC
17
D.A. Davidson & Co
Montana
$7.6M -$771K -7,066 -9%
LWM
18
Lakeridge Wealth Management
Ohio
$7.14M +$207K +1,899 +3%
AWS
19
Atria Wealth Solutions
New York
$6.95M +$6.71M +61,462 +2,399%
CPIG
20
Chicago Partners Investment Group
Illinois
$6.76M +$38.1K +349 +0.6%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6.42M -$1.8M -16,536 -22%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$6.4M +$423K +3,875 +7%
PSCM
23
Per Stirling Capital Management
Texas
$6.3M +$2.24M +20,567 +55%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$6.19M -$74.2K -680 -1%
BRWA
25
B. Riley Wealth Advisors
Florida
$5.76M +$713K +6,536 +14%
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