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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$49.4M +$1.22M +27,333 +3%
Morgan Stanley
2
Morgan Stanley
New York
$44.5M +$1.8M +40,355 +4%
U
3
UBS
Switzerland
$38.7M +$570K +12,744 +2%
DWA
4
Dorsey Wright & Associates
California
$24.4M -$8.14M -181,989 -26%
LPL Financial
5
LPL Financial
California
$17M +$2.38M +53,221 +17%
RJA
6
Raymond James & Associates
Florida
$16.6M +$1.49M +33,322 +10%
Bank of America
7
Bank of America
North Carolina
$15M +$989K +22,124 +7%
AIA
8
Arrow Investment Advisors
Maryland
$14.6M +$702K +15,700 +5%
CM
9
Churchill Management
California
$11.5M -$346K -7,739 -3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$10.3M +$2.56M +57,248 +34%
CCM
11
Condor Capital Management
New Jersey
$6.82M +$276K +6,182 +4%
HFS
12
HL Financial Services
Kentucky
$4.11M -$36.6K -818 -0.9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$3.84M +$3.74M +83,657 New
Deutsche Bank
14
Deutsche Bank
Germany
$2.17M +$1.91M +42,612 +910%
Ameriprise
15
Ameriprise
Minnesota
$2.17M +$484K +10,827 +29%
JP Morgan Chase
16
JP Morgan Chase
New York
$2.14M -$110K -2,453 -5%
SNC
17
Stifel Nicolaus & Co
Missouri
$2.07M +$842K +18,826 +72%
SG Americas Securities
18
SG Americas Securities
New York
$2.01M +$1.96M +43,773 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.78M +$1.74M +38,909 New
DADC
20
D.A. Davidson & Co
Montana
$1.64M -$136K -3,051 -8%
CA
21
Cetera Advisors
Colorado
$1.64M -$7.47K -167 -0.5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.59M +$328K +7,338 +27%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.5M -$2.05M -45,780 -58%
B
24
Baird
Wisconsin
$1.4M +$149K +3,330 +12%
SHA
25
Smith Hayes Advisers
Nebraska
$1.08M +$306K +6,843 +41%
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