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UBS’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

UBS’s Portfolio FNX Stock Details FNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$60.9M Sell
1,213,790
-20,256
-2% -$1.06M 0.04% 431
2014
Q2 		$66M Buy
1,234,046
+66,162
+6% +$3.39M 0.05% 356
2014
Q1 		$60.1M Buy
1,167,884
+200,452
+21% +$10.1M 0.05% 351
2013
Q4 		$48.8M Buy
967,432
+124,069
+15% +$5.97M 0.05% 398
2013
Q3 		$38.7M Buy
843,363
+12,744
+2% +$570K 0.04% 420
2013
Q2 		$35.1M Buy
+830,619
New +$35.1M 0.04% 428

Other funds holding FNX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
DWA
Dorsey Wright & Associates Pasadena, California $807M AUM 65.46% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AIA
Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
AIM
Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

UBS's FNX Position: Q3 2014 in Review

UBS reduced its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 1.6% in Q3 2014, selling an estimated $1.06M and leaving 1,213,790 shares worth $60.9M. The position accounts for 0.04% of the portfolio, ranked #431.

UBS first reported a position in FNX in Q2 2013 and has held it in 6 quarters since. The position peaked at $66M in Q2 2014. 69 funds tracked by Wall St. Rank hold FNX as of Q3 2014.

  • UBS held 1,213,790 shares of First Trust Mid Cap Core AlphaDEX Fund worth $60.9M as of Q3 2014.
  • UBS sold 20,256 First Trust Mid Cap Core AlphaDEX Fund shares in Q3 2014, an estimated $1.06M.
  • First Trust Mid Cap Core AlphaDEX Fund made up 0.04% of UBS's portfolio in Q3 2014, its #431 holding.
  • UBS first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's First Trust Mid Cap Core AlphaDEX Fund position peaked at $66M in Q2 2014.
  • 69 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.