Churchill Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Churchill Management’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-713,012	Closed	-$35.8M	–	186
2014 Q3	$35.8M	Buy	713,012 +214,749	+43%	+$11.2M	1.47%	20
2014 Q2	$26.6M	Buy	498,263 +205,573	+70%	+$10.5M	1.2%	15
2014 Q1	$15.1M	Buy	292,690 +48,255	+20%	+$2.42M	0.59%	23
2013 Q4	$12.3M	Sell	244,435 -6,451	-3%	-$310K	0.47%	23
2013 Q3	$11.5M	Sell	250,886 -7,739	-3%	-$346K	0.59%	15
2013 Q2	$10.9M	Buy	+258,625	New	+$10.9M	0.51%	19

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

Churchill Management's FNX Position: Q4 2014 in Review

Churchill Management sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2014, closing a stake of 713,012 shares — an estimated $35.8M sold.

Churchill Management first reported a position in FNX in Q2 2013 and held it in 6 quarters. The position peaked at $35.8M in Q3 2014. 69 funds tracked by Wall St. Rank hold FNX as of Q4 2014.

Churchill Management reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Churchill Management sold 713,012 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2014, an estimated $35.8M.
Churchill Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and held it in 6 quarters.
Churchill Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $35.8M in Q3 2014.
69 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2014.

Based on Churchill Management's 13F filing for Q4 2014, filed 8 Jan 2015.