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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$129M -$474K -4,627 -0.4%
Wells Fargo
2
Wells Fargo
California
$78M +$3.24M +31,609 +4%
LPL Financial
3
LPL Financial
California
$76.2M +$2.96M +28,855 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$31.9M +$4.52M +44,127 +17%
UBS Group
5
UBS Group
Switzerland
$25.4M -$638K -6,234 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.6M -$627K -6,123 -3%
RJA
7
Raymond James & Associates
Florida
$16.8M -$208K -2,033 -1%
Osaic Holdings
8
Osaic Holdings
Arizona
$16.6M +$874K +8,530 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$16.5M +$1.1M +10,726 +7%
KAS
10
Kestra Advisory Services
Texas
$15.4M -$4.73M -46,161 -24%
BRWA
11
B. Riley Wealth Advisors
Florida
$13.7M +$152K +1,481 +1%
Bank of America
12
Bank of America
North Carolina
$12.6M +$1.32M +12,936 +12%
Stifel Financial
13
Stifel Financial
Missouri
$11M -$670K -6,545 -6%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$8.23M +$263K +2,565 +3%
BAM
15
Bellevue Asset Management
Washington
$6.55M +$168K +1,637 +3%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$5.46M -$260K -2,534 -5%
AIA
17
Arrow Investment Advisors
Maryland
$5.45M -$348K -3,402 -6%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.68M -$114K -1,116 -2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.54M +$1.02M +9,984 +29%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$4.47M +$34.2K +334 +0.8%
SCA
21
Snowden Capital Advisors
New York
$4.44M -$1.84K -18 -0%
HWM
22
Holloway Wealth Management
Florida
$3.89M – – –
LI
23
LVZ Inc
Michigan
$3.8M +$297K +2,896 +9%
KWM
24
Kaydan Wealth Management
Michigan
$3.76M +$3.75M +36,586 New
CPIG
25
Chicago Partners Investment Group
Illinois
$3.63M +$359K +3,503 +10%
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