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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$93.5M -$4.32M -63,545 -4%
Wells Fargo
2
Wells Fargo
California
$60.7M -$4.84M -71,233 -7%
UBS Group
3
UBS Group
Switzerland
$37M -$2.92M -42,994 -7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$32.6M -$4.8M -70,728 -13%
LPL Financial
5
LPL Financial
California
$31M +$1.37M +20,223 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$20.7M +$2.89M +42,579 +16%
Stifel Financial
7
Stifel Financial
Missouri
$19.8M +$2.58M +37,939 +15%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$15.7M +$6.36M +93,718 +70%
RJA
9
Raymond James & Associates
Florida
$13.1M -$1.35M -19,832 -9%
Bank of America
10
Bank of America
North Carolina
$12.7M -$2.45M -36,085 -16%
CCM
11
Condor Capital Management
New Jersey
$8.79M +$462K +6,798 +6%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$7.04M +$348K +5,126 +5%
Citadel Advisors
13
Citadel Advisors
Florida
$5.64M +$5.56M +81,846 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$5.34M -$209K -3,071 -4%
Ameriprise
15
Ameriprise
Minnesota
$5.23M +$399K +5,876 +8%
AG
16
Advisor Group
Arizona
$4.76M +$464K +6,829 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.47M -$269K -3,967 -6%
HSA
18
HBK Sorce Advisory
Pennsylvania
$3.85M -$35.5K -523 -0.9%
SCA
19
Snowden Capital Advisors
New York
$3.48M +$33.3K +491 +1%
CP
20
Camelot Portfolios
Ohio
$2.92M +$564K +8,303 +24%
Jane Street
21
Jane Street
New York
$2.68M +$2.38M +35,067 +917%
DADC
22
D.A. Davidson & Co
Montana
$2.63M -$6.32K -93 -0.2%
GIA
23
Gladstone Institutional Advisory
Florida
$2.58M +$992K +14,608 +64%
BTS
24
BB&T Securities
Virginia
$2.56M +$218K +3,211 +9%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$2.56M +$96.6K +1,423 +4%
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