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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$92.4M -$1.79M -20,119 -2%
Wells Fargo
2
Wells Fargo
California
$60.6M -$6M -67,433 -8%
LPL Financial
3
LPL Financial
California
$60.1M +$2.39M +26,798 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$26.8M +$1.25M +14,061 +4%
UBS Group
5
UBS Group
Switzerland
$21.4M -$407K -4,576 -2%
KAS
6
Kestra Advisory Services
Texas
$21M +$2M +22,481 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.7M +$526K +5,905 +3%
RJA
8
Raymond James & Associates
Florida
$17.6M +$2.24M +25,113 +13%
Bank of America
9
Bank of America
North Carolina
$14.2M -$1.11M -12,449 -7%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$13.5M +$581K +6,524 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.1M +$180K +2,021 +1%
BRWA
12
B. Riley Wealth Advisors
Florida
$10.6M -$161K -1,812 -1%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$7.5M +$280K +3,143 +3%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$7.23M +$1.01M +11,389 +14%
Stifel Financial
15
Stifel Financial
Missouri
$6.42M -$1.31M -14,748 -16%
First Trust Advisors
16
First Trust Advisors
Illinois
$5.15M +$494K +5,549 +9%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.85M +$2.5M +28,052 +87%
BAM
18
Bellevue Asset Management
Washington
$4.17M -$5.7K -64 -0.1%
DADC
19
D.A. Davidson & Co
Montana
$4.14M +$860K +9,667 +23%
CPIG
20
Chicago Partners Investment Group
Illinois
$3.93M +$158K +1,779 +4%
SCA
21
Snowden Capital Advisors
New York
$3.66M +$135K +1,521 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.59M +$60.6K +681 +2%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$3.52M -$565K -6,346 -13%
LI
24
LVZ Inc
Michigan
$3.18M +$130K +1,464 +4%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$3.06M -$1.01M -11,300 -23%
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