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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$128M -$8.24K -84 -0%
LPL Financial
2
LPL Financial
California
$70.5M +$5.87M +59,865 +9%
Wells Fargo
3
Wells Fargo
California
$69.9M +$2.24M +22,871 +3%
UBS Group
4
UBS Group
Switzerland
$24.7M +$271K +2,764 +1%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$23.3M +$3.84M +39,162 +20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.2M +$4.02M +40,929 +24%
KAS
7
Kestra Advisory Services
Texas
$19M +$2.26M +23,069 +14%
RJA
8
Raymond James & Associates
Florida
$17.3M +$4.77M +48,638 +39%
Osaic Holdings
9
Osaic Holdings
Arizona
$15.6M +$3.04M +31,021 +25%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$13.1M +$1.23M +12,578 +11%
BRWA
11
B. Riley Wealth Advisors
Florida
$12.7M +$418K +4,260 +3%
Bank of America
12
Bank of America
North Carolina
$10.5M +$474K +4,832 +5%
Stifel Financial
13
Stifel Financial
Missouri
$10.1M +$165K +1,686 +2%
GSEP
14
Golden State Equity Partners
California
$9.3M +$9.11M +92,879 New
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.15M +$3.3M +33,675 +89%
HWM
16
Holloway Wealth Management
Florida
$6.81M – – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$6.36M +$1.87M +19,074 +43%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.1M +$1.15M +11,739 +24%
BAM
19
Bellevue Asset Management
Washington
$6.09M +$239K +2,435 +4%
PAG
20
Private Advisor Group
New Jersey
$5.95M +$883K +9,001 +18%
AIA
21
Arrow Investment Advisors
Maryland
$5.88M -$225K -2,298 -4%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$5.81M -$425K -4,335 -7%
HI
23
Harbour Investments
Wisconsin
$5.5M +$975K +9,941 +22%
SCA
24
Snowden Capital Advisors
New York
$4.21M +$748K +7,626 +22%
MIAN
25
Mariner Independent Advisor Network
Kansas
$4.09M -$2.61M -26,647 -39%
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