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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$120M +$18.6M +204,886 +19%
Wells Fargo
2
Wells Fargo
California
$63.4M +$4.99M +54,974 +9%
LPL Financial
3
LPL Financial
California
$60.5M +$14.6M +161,427 +33%
UBS Group
4
UBS Group
Switzerland
$22.9M -$4.01M -44,184 -15%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$18.2M -$262K -2,889 -1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16M -$2.11M -23,250 -12%
KAS
7
Kestra Advisory Services
Texas
$15.7M +$1.9M +20,904 +14%
Osaic Holdings
8
Osaic Holdings
Arizona
$11.7M +$973K +10,720 +9%
RJA
9
Raymond James & Associates
Florida
$11.6M +$330K +3,642 +3%
BRWA
10
B. Riley Wealth Advisors
Florida
$11.2M +$978K +10,775 +9%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$11.1M +$10M +110,384 +1,354%
Bank of America
12
Bank of America
North Carolina
$9.37M -$231K -2,550 -2%
Stifel Financial
13
Stifel Financial
Missouri
$9.35M -$347K -3,826 -4%
MIAN
14
Mariner Independent Advisor Network
Kansas
$6.34M +$2.84M +31,311 +86%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.85M -$2.14M -23,614 -27%
AIA
16
Arrow Investment Advisors
Maryland
$5.73M +$5.54M +61,025 New
HWM
17
Holloway Wealth Management
Florida
$5.55M – – –
BAM
18
Bellevue Asset Management
Washington
$5.5M +$1.47M +16,224 +38%
PAG
19
Private Advisor Group
New Jersey
$4.73M +$1.71M +18,809 +60%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.61M +$137K +1,505 +3%
HI
21
Harbour Investments
Wisconsin
$4.22M +$4.08M +44,983 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$4.17M -$315K -3,475 -7%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$3.54M -$29K -320 -0.8%
CPIG
24
Chicago Partners Investment Group
Illinois
$3.28M +$173K +1,907 +6%
SCA
25
Snowden Capital Advisors
New York
$3.23M -$125K -1,377 -4%
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