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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$124M -$3.57M -38,089 -3%
LPL Financial
2
LPL Financial
California
$90.3M -$797K -8,503 -1%
Wells Fargo
3
Wells Fargo
California
$78.5M -$9.78M -104,266 -12%
KAS
4
Kestra Advisory Services
Texas
$31.1M -$1.05M -11,146 -4%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$31.1M -$592K -6,310 -2%
UBS Group
6
UBS Group
Switzerland
$28M +$72K +768 +0.3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$26M -$350K -3,731 -1%
RJA
8
Raymond James & Associates
Florida
$24.4M +$585K +6,234 +3%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$18.3M +$763K +8,133 +5%
Osaic Holdings
10
Osaic Holdings
Arizona
$16.5M +$4.92M +52,473 +50%
HighTower Advisors
11
HighTower Advisors
Illinois
$13.5M +$1.07M +11,401 +10%
Stifel Financial
12
Stifel Financial
Missouri
$11.3M +$53.5K +571 +0.5%
Bank of America
13
Bank of America
North Carolina
$10.8M -$315K -3,354 -3%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$9.82M -$426K -4,547 -5%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$8.04M -$773K -8,239 -10%
BRWA
16
B. Riley Wealth Advisors
Florida
$7.82M +$2.66M +28,320 +61%
DADC
17
D.A. Davidson & Co
Montana
$7.72M -$2.79M -29,745 -29%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$7.69M -$623K -6,647 -8%
BAM
19
Bellevue Asset Management
Washington
$7.13M +$1.75M +18,702 +38%
LWM
20
Lakeridge Wealth Management
Ohio
$6.71M +$6.02M +64,215 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$6.08M +$1.4M +14,886 +34%
CPIG
22
Chicago Partners Investment Group
Illinois
$5.86M +$133K +1,418 +3%
GSEP
23
Golden State Equity Partners
California
$5.73M -$2.46M -26,225 -32%
KPWS
24
Kestra Private Wealth Services
Texas
$5.46M -$213K -2,267 -4%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$4.71M -$33.9K -362 -0.8%
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