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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$72.1M -$3.87M -58,959 -5%
Wells Fargo
2
Wells Fargo
California
$40.3M -$3.29M -50,163 -8%
LPL Financial
3
LPL Financial
California
$29.2M +$1.98M +30,238 +7%
UBS Group
4
UBS Group
Switzerland
$19.2M -$968K -14,757 -5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$13.9M -$1.87M -28,469 -12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$13.2M -$4.51M -68,677 -26%
KAS
7
Kestra Advisory Services
Texas
$8.57M +$8.45M +128,741 New
RJA
8
Raymond James & Associates
Florida
$8.25M -$14.1M -214,238 -63%
Stifel Financial
9
Stifel Financial
Missouri
$7.04M +$88.4K +1,347 +1%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.91M +$89.2K +1,360 +1%
Bank of America
11
Bank of America
North Carolina
$6.5M -$76.3K -1,163 -1%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$6.24M +$251K +3,818 +4%
Ameriprise
13
Ameriprise
Minnesota
$5.62M +$158K +2,413 +3%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$3.69M +$1.6M +24,439 +78%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.31M -$425K -6,474 -11%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.99M +$705K +10,742 +31%
LI
17
LVZ Inc
Michigan
$2.57M +$146K +2,222 +6%
Citadel Advisors
18
Citadel Advisors
Florida
$2.48M +$1.04M +15,886 +73%
BAM
19
Bellevue Asset Management
Washington
$2.41M +$357K +5,443 +17%
SCA
20
Snowden Capital Advisors
New York
$2.41M -$18.2K -277 -0.8%
PNC
21
Park National Corp
Ohio
$2.29M -$189K -2,884 -8%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$2.13M -$122K -1,855 -5%
Goldman Sachs
23
Goldman Sachs
New York
$2.11M +$2.1M +31,957 New
MIAN
24
Mariner Independent Advisor Network
Kansas
$2.1M +$177K +2,705 +9%
CPIG
25
Chicago Partners Investment Group
Illinois
$2.05M +$81K +1,234 +4%