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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.9M -$4.43M -65,702 -5%
Wells Fargo
2
Wells Fargo
California
$77.9M +$15.3M +226,284 +25%
UBS Group
3
UBS Group
Switzerland
$48.3M +$960K +14,233 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$26.1M +$781K +11,571 +3%
LPL Financial
5
LPL Financial
California
$22.9M +$1.67M +24,815 +8%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$17.6M +$1.55M +22,976 +10%
AIA
7
Arrow Investment Advisors
Maryland
$16M +$15.8M +234,271 New
Bank of America
8
Bank of America
North Carolina
$15.8M +$2.49M +36,974 +19%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.5M +$813K +12,046 +7%
Stifel Financial
10
Stifel Financial
Missouri
$8.03M -$233K -3,448 -3%
CCM
11
Condor Capital Management
New Jersey
$7.94M +$35.2K +522 +0.5%
RJA
12
Raymond James & Associates
Florida
$7.57M +$604K +8,950 +9%
BTS
13
BB&T Securities
Virginia
$7.54M +$7.05M +104,502 +1,841%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$6.86M -$270 -4 -0%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$5.45M +$539K +7,987 +11%
HFS
16
HL Financial Services
Kentucky
$5.15M +$45.7K +677 +0.9%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$4.52M +$2.83K +42 +0.1%
DWA
18
Dorsey Wright & Associates
California
$4.5M +$4.43M +65,672 New
Ameriprise
19
Ameriprise
Minnesota
$4.2M +$252K +3,742 +6%
First Trust Advisors
20
First Trust Advisors
Illinois
$3.75M +$498K +7,380 +16%
Jane Street
21
Jane Street
New York
$3.39M +$1.54M +22,853 +86%
SCA
22
Snowden Capital Advisors
New York
$3.15M +$145K +2,142 +5%
FAAS
23
First Allied Advisory Services
California
$2.8M -$4.6M -68,105 -62%
CCA
24
Clearwater Capital Advisors
Illinois
$2.76M +$43.5K +644 +2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.71M -$26.4K -391 -1%
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