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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$102M +$13.2M +252,444 +14%
Wells Fargo
2
Wells Fargo
California
$73.9M +$4.31M +82,584 +6%
U
3
UBS
Switzerland
$60.9M -$1.06M -20,256 -2%
CM
4
Churchill Management
California
$35.8M +$11.2M +214,749 +43%
LPL Financial
5
LPL Financial
California
$30.4M +$1.95M +37,252 +6%
DWA
6
Dorsey Wright & Associates
California
$30.4M +$223K +4,274 +0.7%
RJA
7
Raymond James & Associates
Florida
$23.8M +$91.4K +1,749 +0.4%
Bank of America
8
Bank of America
North Carolina
$22.9M -$2.3M -44,037 -9%
AIA
9
Arrow Investment Advisors
Maryland
$21.3M +$248K +4,750 +1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14.3M +$3.12M +59,760 +26%
AIM
11
Astor Investment Management
Illinois
$13.6M +$3.76M +72,042 +36%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$13M +$672K +12,864 +5%
CCM
13
Condor Capital Management
New Jersey
$8.34M +$371K +7,097 +4%
ACM
14
Argentus Capital Management
Texas
$7.51M +$7.82M +149,656 New
B
15
Baird
Wisconsin
$7.35M +$845K +16,169 +12%
HFS
16
HL Financial Services
Kentucky
$4.69M +$206K +3,945 +4%
Stifel Financial
17
Stifel Financial
Missouri
$4M +$59.8K +1,145 +1%
Ameriprise
18
Ameriprise
Minnesota
$3.5M +$59.5K +1,139 +2%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.99M +$1.92M +36,851 +163%
CA
20
Cetera Advisors
Colorado
$2.72M +$308K +5,899 +12%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$2.35M +$68.3K +1,308 +3%
FAAS
22
First Allied Advisory Services
California
$1.95M +$1.55M +29,611 +326%
AIG
23
American International Group
New York
$1.91M +$749K +14,336 +60%
LPT
24
Legacy Private Trust
Wisconsin
$1.88M +$1.33M +25,395 +211%
DADC
25
D.A. Davidson & Co
Montana
$1.86M +$36.9K +706 +2%
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