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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$101M -$10.4M -112,119 -9%
LPL Financial
2
LPL Financial
California
$75M +$4.25M +45,867 +6%
Wells Fargo
3
Wells Fargo
California
$63.2M +$1.56M +16,890 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$35.1M +$3.83M +41,341 +12%
UBS Group
5
UBS Group
Switzerland
$23.5M -$951K -10,278 -4%
KAS
6
Kestra Advisory Services
Texas
$21.6M -$863K -9,329 -4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$20.9M -$1.76M -18,987 -8%
RJA
8
Raymond James & Associates
Florida
$19.2M -$790K -8,539 -4%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$16.1M +$408K +4,406 +3%
Osaic Holdings
10
Osaic Holdings
Arizona
$12.9M -$1.27M -13,720 -9%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$11.8M -$1.67M -18,007 -12%
Bank of America
12
Bank of America
North Carolina
$11.7M -$2.82M -30,491 -19%
BRWA
13
B. Riley Wealth Advisors
Florida
$10.3M -$3.29M -35,558 -24%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$9.83M -$656K -7,093 -6%
HighTower Advisors
15
HighTower Advisors
Illinois
$9.55M -$74.7K -807 -0.8%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$8.49M -$60.9K -658 -0.7%
Stifel Financial
17
Stifel Financial
Missouri
$7.3M +$111K +1,203 +2%
FH
18
FWG Holdings
Florida
$6.19M +$6.37M +68,837 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$5.8M +$323K +3,494 +6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$5.51M +$1.44M +15,509 +34%
DADC
21
D.A. Davidson & Co
Montana
$5.09M +$53.9K +582 +1%
BAM
22
Bellevue Asset Management
Washington
$4.52M +$20.5K +222 +0.4%
CPIG
23
Chicago Partners Investment Group
Illinois
$4.35M +$178K +1,924 +4%
SCA
24
Snowden Capital Advisors
New York
$4.28M +$146K +1,582 +3%
PSCM
25
Per Stirling Capital Management
Texas
$4.09M +$195K +2,108 +5%
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