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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$67.6M -$4.46M -76,184 -6%
Wells Fargo
2
Wells Fargo
California
$61M -$4.71M -80,484 -7%
UBS Group
3
UBS Group
Switzerland
$36.7M +$1.07M +18,221 +3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$22M +$1.16M +19,881 +6%
LPL Financial
5
LPL Financial
California
$18.8M -$109K -1,855 -0.6%
Stifel Financial
6
Stifel Financial
Missouri
$11.8M +$363K +6,195 +3%
Bank of America
7
Bank of America
North Carolina
$11M -$1.06M -18,052 -9%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$10.1M +$421K +7,198 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.31M +$446K +7,619 +6%
Ameriprise
10
Ameriprise
Minnesota
$6.77M -$384K -6,564 -5%
CCM
11
Condor Capital Management
New Jersey
$6.54M -$71.4K -1,220 -1%
RJA
12
Raymond James & Associates
Florida
$5.37M -$2.8M -47,840 -35%
HFS
13
HL Financial Services
Kentucky
$5.03M +$171K +2,916 +4%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.98M +$189K +3,235 +4%
FAAS
15
First Allied Advisory Services
California
$4.32M +$1.67M +28,594 +65%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.28M +$72K +1,230 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$3.91M +$182K +3,114 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.82M -$1.22M -20,894 -30%
TFA
19
Transamerica Financial Advisors
Florida
$2.63M -$231K -3,937 -8%
First Trust Advisors
20
First Trust Advisors
Illinois
$2.29M +$157K +2,681 +7%
IH
21
IFC Holdings
Florida
$2.16M +$2.14M +36,527 New
SCA
22
Snowden Capital Advisors
New York
$2.1M +$50K +854 +2%
CCA
23
Clearwater Capital Advisors
Illinois
$2.01M +$48.7K +831 +3%
SIAP
24
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.82M +$192K +3,275 +12%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.79M +$48.9K +835 +3%
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