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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$98.1M -$7.55M -146,928 -7%
Wells Fargo
2
Wells Fargo
California
$81.9M -$4.69M -91,189 -5%
UBS Group
3
UBS Group
Switzerland
$54.5M -$8M -155,685 -12%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$37.7M +$37.4M +727,721 +1,301%
AIM
5
Astor Investment Management
Illinois
$26.2M +$1.95M +38,028 +8%
LPL Financial
6
LPL Financial
California
$24.4M -$3.8M -73,977 -13%
Bank of America
7
Bank of America
North Carolina
$14.9M -$2.73M -53,168 -15%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$12.1M -$539K -10,495 -4%
TFA
9
Transamerica Financial Advisors
Florida
$12M +$4.47M +87,031 +53%
ACM
10
Aviance Capital Management
Florida
$10.5M +$11.2M +218,279 New
Baird Financial Group
11
Baird Financial Group
Wisconsin
$9.9M +$1.49M +28,996 +16%
RJA
12
Raymond James & Associates
Florida
$9.6M +$2.36M +46,010 +30%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$6.16M +$61.8K +1,202 +0.9%
CS
14
Credit Suisse
Switzerland
$5.92M +$6.33M +123,080 New
Stifel Financial
15
Stifel Financial
Missouri
$5.87M -$261K -5,070 -4%
HFS
16
HL Financial Services
Kentucky
$5.37M +$671K +13,056 +13%
CCM
17
Condor Capital Management
New Jersey
$5.11M +$33.8K +657 +0.6%
Goldman Sachs
18
Goldman Sachs
New York
$5.1M +$1.03M +20,084 +23%
Citadel Advisors
19
Citadel Advisors
Florida
$4.6M +$4.3M +83,643 +691%
BTS
20
BB&T Securities
Virginia
$4.27M +$2.5M +48,724 +122%
LPT
21
Legacy Private Trust
Wisconsin
$3.99M -$1.19M -23,109 -22%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$3.33M -$5.66M -110,091 -61%
Ameriprise
23
Ameriprise
Minnesota
$3.05M -$1.59M -30,947 -33%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.82M -$35.5K -691 -1%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.39M -$762K -14,828 -23%
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