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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 98.1 M -USD 7.55 M -146,928 -7%
Wells Fargo
2
Wells Fargo
California
USD 81.9 M -USD 4.69 M -91,189 -5%
UBS Group
3
UBS Group
Switzerland
USD 54.5 M -USD 8 M -155,685 -12%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 37.7 M +USD 37.4 M +727,721 +1,301%
Astor Investment Management
5
Astor Investment Management
Illinois
USD 26.2 M +USD 1.95 M +38,028 +8%
LPL Financial
6
LPL Financial
California
USD 24.4 M -USD 3.8 M -73,977 -13%
Bank of America
7
Bank of America
North Carolina
USD 14.9 M -USD 2.73 M -53,168 -15%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
USD 12.1 M -USD 539 k -10,495 -4%
Transamerica Financial Advisors
9
Transamerica Financial Advisors
Florida
USD 12 M +USD 4.47 M +87,031 +53%
Aviance Capital Management
10
Aviance Capital Management
Florida
USD 10.5 M +USD 11.2 M +218,279 Nuevas
Baird Financial Group
11
Baird Financial Group
Wisconsin
USD 9.9 M +USD 1.49 M +28,996 +16%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 9.6 M +USD 2.36 M +46,010 +30%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
USD 6.16 M +USD 61.8 k +1,202 +0.9%
Credit Suisse
14
Credit Suisse
Switzerland
USD 5.92 M +USD 6.33 M +123,080 Nuevas
Stifel Financial
15
Stifel Financial
Missouri
USD 5.86 M -USD 261 k -5,070 -4%
HL Financial Services
16
HL Financial Services
Kentucky
USD 5.37 M +USD 671 k +13,056 +13%
Condor Capital Management
17
Condor Capital Management
New Jersey
USD 5.1 M +USD 33.8 k +657 +0.6%
Goldman Sachs
18
Goldman Sachs
New York
USD 5.1 M +USD 1.03 M +20,084 +23%
Citadel Advisors
19
Citadel Advisors
Florida
USD 4.6 M +USD 4.3 M +83,643 +691%
BB&T Securities
20
BB&T Securities
Virginia
USD 4.27 M +USD 2.5 M +48,724 +122%
Legacy Private Trust
21
Legacy Private Trust
Wisconsin
USD 3.99 M -USD 1.19 M -23,109 -22%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 3.33 M -USD 5.66 M -110,091 -61%
Ameriprise
23
Ameriprise
Minnesota
USD 3.05 M -USD 1.59 M -30,947 -33%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
USD 2.82 M -USD 35.5 k -691 -1%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
USD 2.39 M -USD 762 k -14,828 -23%
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