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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 73.8 M +USD 3.02 M +50,548 +4%
Wells Fargo
2
Wells Fargo
California
USD 54.5 M -USD 8.94 M -149,658 -15%
UBS Group
3
UBS Group
Switzerland
USD 38.7 M +USD 270 k +4,514 +0.7%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 22.8 M -USD 237 k -3,967 -1%
LPL Financial
5
LPL Financial
California
USD 18.5 M -USD 1.11 M -18,610 -6%
Bank of America
6
Bank of America
North Carolina
USD 13.2 M +USD 1.64 M +27,500 +15%
Stifel Financial
7
Stifel Financial
Missouri
USD 12.4 M +USD 104 k +1,741 +0.9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 10.4 M +USD 1.68 M +28,103 +20%
Baird Financial Group
9
Baird Financial Group
Wisconsin
USD 10.4 M -USD 176 k -2,952 -2%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
USD 7.11 M +USD 1.84 M +30,824 +37%
Condor Capital Management
11
Condor Capital Management
New Jersey
USD 7.07 M +USD 226 k +3,789 +3%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 5.75 M +USD 128 k +2,143 +2%
HL Financial Services
13
HL Financial Services
Kentucky
USD 4.84 M -USD 408 k -6,830 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
USD 4.29 M -USD 178 k -2,980 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
USD 4.01 M -USD 73.7 k -1,234 -2%
Ameriprise
16
Ameriprise
Minnesota
USD 2.7 M -USD 4.23 M -70,819 -62%
First Trust Advisors
17
First Trust Advisors
Illinois
USD 2.54 M +USD 146 k +2,450 +6%
IFC Holdings
18
IFC Holdings
Florida
USD 2.47 M +USD 205 k +3,426 +9%
Transamerica Financial Advisors
19
Transamerica Financial Advisors
Florida
USD 2.46 M -USD 283 k -4,730 -11%
Snowden Capital Advisors
20
Snowden Capital Advisors
New York
USD 2.31 M +USD 112 k +1,882 +5%
Clearwater Capital Advisors
21
Clearwater Capital Advisors
Illinois
USD 2.28 M +USD 151 k +2,528 +7%
Sterling Investment Advisors (Pennsylvania)
22
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
USD 1.92 M +USD 17.9 k +300 +1%
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
USD 1.9 M +USD 86.2 k +1,443 +5%
First Allied Advisory Services
24
First Allied Advisory Services
California
USD 1.74 M -USD 2.66 M -44,569 -61%
JP Morgan Chase
25
JP Morgan Chase
New York
USD 1.68 M -USD 180 k -3,016 -10%
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