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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 69.8 M +USD 7.26 M +134,277 +12%
Wells Fargo
2
Wells Fargo
California
USD 60.3 M +USD 1.73 M +31,976 +3%
UBS Group
3
UBS Group
Switzerland
USD 39.7 M -USD 2.86 M -52,967 -7%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 19.1 M +USD 945 k +17,479 +5%
LPL Financial
5
LPL Financial
California
USD 16.6 M +USD 1.87 M +34,490 +13%
Raymond James & Associates
6
Raymond James & Associates
Florida
USD 14.3 M -USD 618 k -11,428 -4%
Bank of America
7
Bank of America
North Carolina
USD 11.5 M +USD 1.71 M +31,709 +18%
Stifel Financial
8
Stifel Financial
Missouri
USD 10.6 M +USD 263 k +4,867 +3%
Baird Financial Group
9
Baird Financial Group
Wisconsin
USD 8.42 M -USD 1.19 M -21,941 -13%
BB&T Securities
10
BB&T Securities
Virginia
USD 8.15 M – – –
Astor Investment Management
11
Astor Investment Management
Illinois
USD 7.23 M -USD 1.35 M -25,014 -16%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
USD 6.84 M +USD 1.68 M +31,138 +35%
Ameriprise
13
Ameriprise
Minnesota
USD 6.56 M +USD 972 k +17,984 +18%
Condor Capital Management
14
Condor Capital Management
New Jersey
USD 6.3 M +USD 6.04 M +111,639 Nuevas
Pinnacle Family Advisors
15
Pinnacle Family Advisors
Missouri
USD 6.11 M +USD 5.86 M +108,414 Nuevas
HL Financial Services
16
HL Financial Services
Kentucky
USD 4.81 M -USD 149 k -2,764 -3%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
USD 4.45 M +USD 3.09 M +57,135 +262%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
USD 4.37 M +USD 710 k +13,124 +20%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
USD 3.82 M -USD 115 k -2,127 -3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
USD 3.74 M +USD 2.15 M +39,832 +150%
Legacy Private Trust
21
Legacy Private Trust
Wisconsin
USD 3.34 M -USD 145 k -2,676 -4%
Transamerica Financial Advisors
22
Transamerica Financial Advisors
Florida
USD 3.3 M -USD 1.29 M -23,864 -29%
First Trust Advisors
23
First Trust Advisors
Illinois
USD 1.93 M +USD 14.4 k +266 +0.8%
Snowden Capital Advisors
24
Snowden Capital Advisors
New York
USD 1.77 M +USD 107 k +1,979 +7%
Clearwater Capital Advisors
25
Clearwater Capital Advisors
Illinois
USD 1.72 M +USD 147 k +2,724 +10%
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