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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 58.3 M +USD 954 k +18,184 +2%
Wells Fargo
2
Wells Fargo
California
USD 54.8 M +USD 6.96 M +132,665 +15%
UBS Group
3
UBS Group
Switzerland
USD 40 M +USD 315 k +6,010 +0.8%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 17 M -USD 381 k -7,261 -2%
Raymond James & Associates
5
Raymond James & Associates
Florida
USD 14 M +USD 4.78 M +91,051 +53%
LPL Financial
6
LPL Financial
California
USD 13.5 M -USD 1.18 M -22,441 -8%
Stifel Financial
7
Stifel Financial
Missouri
USD 9.7 M -USD 347 k -6,611 -3%
Bank of America
8
Bank of America
North Carolina
USD 9.12 M -USD 1.01 M -19,273 -10%
Baird Financial Group
9
Baird Financial Group
Wisconsin
USD 9.05 M +USD 106 k +2,020 +1%
BB&T Securities
10
BB&T Securities
Virginia
USD 8.15 M -USD 90.9 k -1,733 -1%
Astor Investment Management
11
Astor Investment Management
Illinois
USD 8.1 M -USD 1.43 M -27,217 -15%
Ameriprise
12
Ameriprise
Minnesota
USD 5.2 M -USD 144 k -2,742 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
USD 4.77 M +USD 681 k +12,977 +17%
HL Financial Services
14
HL Financial Services
Kentucky
USD 4.66 M +USD 132 k +2,510 +3%
Transamerica Financial Advisors
15
Transamerica Financial Advisors
Florida
USD 4.35 M +USD 977 k +18,612 +29%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 3.7 M -USD 104 k -1,985 -3%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
USD 3.4 M +USD 3.38 M +64,321 Nuevas
Legacy Private Trust
18
Legacy Private Trust
Wisconsin
USD 3.27 M -USD 4.27 M -81,379 -57%
Aviance Capital Management
19
Aviance Capital Management
Florida
USD 2.78 M -USD 1.08 M -20,623 -28%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
USD 2.35 M +USD 2.02 M +38,582 +644%
First Trust Advisors
21
First Trust Advisors
Illinois
USD 1.79 M +USD 323 k +6,163 +22%
Stephens Inc
22
Stephens Inc
Arkansas
USD 1.65 M +USD 884 k +16,846 +117%
Snowden Capital Advisors
23
Snowden Capital Advisors
New York
USD 1.55 M – – –
Clearwater Capital Advisors
24
Clearwater Capital Advisors
Illinois
USD 1.44 M +USD 124 k +2,366 +9%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
USD 1.4 M +USD 248 k +4,724 +22%
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