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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 77.9 M -USD 475 k -7,429 -0.6%
Wells Fargo
2
Wells Fargo
California
USD 56.4 M -USD 1.37 M -21,489 -2%
UBS Group
3
UBS Group
Switzerland
USD 41.3 M +USD 231 k +3,609 +0.6%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 24 M -USD 155 k -2,419 -0.7%
LPL Financial
5
LPL Financial
California
USD 20.8 M +USD 1.07 M +16,793 +6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 12 M +USD 869 k +13,590 +8%
Baird Financial Group
7
Baird Financial Group
Wisconsin
USD 11.5 M +USD 389 k +6,078 +4%
Bank of America
8
Bank of America
North Carolina
USD 11.4 M -USD 2.63 M -41,122 -19%
Stifel Financial
9
Stifel Financial
Missouri
USD 8.13 M -USD 4.89 M -76,490 -38%
Condor Capital Management
10
Condor Capital Management
New Jersey
USD 7.6 M +USD 89.4 k +1,398 +1%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 6.96 M -USD 575 k -8,985 -8%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 6.51 M +USD 395 k +6,184 +7%
HL Financial Services
13
HL Financial Services
Kentucky
USD 5.01 M -USD 121 k -1,890 -2%
Benjamin F. Edwards & Company
14
Benjamin F. Edwards & Company
Missouri
USD 4.96 M +USD 4.77 M +74,640 +8,220%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
USD 4.64 M +USD 80 k +1,251 +2%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
USD 4.52 M +USD 258 k +4,029 +6%
Jane Street
17
Jane Street
New York
USD 3.43 M +USD 1.62 M +25,399 +95%
First Trust Advisors
18
First Trust Advisors
Illinois
USD 2.94 M +USD 236 k +3,686 +9%
Ameriprise
19
Ameriprise
Minnesota
USD 2.76 M -USD 103 k -1,603 -4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
USD 2.69 M +USD 1.19 M +18,685 +84%
Snowden Capital Advisors
21
Snowden Capital Advisors
New York
USD 2.51 M +USD 47.4 k +741 +2%
Clearwater Capital Advisors
22
Clearwater Capital Advisors
Illinois
USD 2.46 M +USD 52.3 k +818 +2%
First Allied Advisory Services
23
First Allied Advisory Services
California
USD 2.13 M +USD 268 k +4,193 +15%
Sterling Investment Advisors (Pennsylvania)
24
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
USD 2.11 M +USD 70.3 k +1,100 +4%
Transamerica Financial Advisors
25
Transamerica Financial Advisors
Florida
USD 2 M -USD 597 k -9,338 -23%
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