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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 95.5 M +USD 8.01 M +156,108 +10%
Wells Fargo
2
Wells Fargo
California
USD 74.2 M -USD 2.41 M -46,932 -3%
UBS
3
UBS
Switzerland
USD 66 M +USD 3.39 M +66,162 +6%
Dorsey Wright & Associates
4
Dorsey Wright & Associates
California
USD 31.8 M -USD 5.85 k -114 -0%
LPL Financial
5
LPL Financial
California
USD 30.9 M +USD 4.7 M +91,565 +19%
Bank of America
6
Bank of America
North Carolina
USD 26.7 M +USD 6.74 M +131,311 +36%
Churchill Management
7
Churchill Management
California
USD 26.6 M +USD 10.5 M +205,573 +70%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 25.3 M +USD 882 k +17,200 +4%
Arrow Investment Advisors
9
Arrow Investment Advisors
Maryland
USD 22.4 M -USD 154 k -3,000 -0.7%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
USD 13.2 M +USD 704 k +13,721 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 12.1 M +USD 599 k +11,688 +5%
Astor Investment Management
12
Astor Investment Management
Illinois
USD 10.6 M +USD 9.09 M +177,189 +847%
Condor Capital Management
13
Condor Capital Management
New Jersey
USD 8.5 M +USD 319 k +6,219 +4%
Baird
14
Baird
Wisconsin
USD 6.96 M +USD 1.31 M +25,466 +24%
HL Financial Services
15
HL Financial Services
Kentucky
USD 4.78 M -USD 52.9 k -1,032 -1%
Stifel Financial
16
Stifel Financial
Missouri
USD 4.19 M +USD 286 k +5,575 +8%
Ameriprise
17
Ameriprise
Minnesota
USD 3.68 M +USD 64.5 k +1,257 +2%
Cetera Advisors
18
Cetera Advisors
Colorado
USD 2.57 M +USD 319 k +6,226 +15%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
USD 2.43 M +USD 110 k +2,138 +5%
JP Morgan Chase
20
JP Morgan Chase
New York
USD 2.24 M -USD 33.9 k -660 -2%
Jane Street
21
Jane Street
New York
USD 2.2 M +USD 2.11 M +41,078 Nuevas
D.A. Davidson & Co
22
D.A. Davidson & Co
Montana
USD 1.95 M +USD 12.5 k +243 +0.7%
Smith Hayes Advisers
23
Smith Hayes Advisers
Nebraska
USD 1.71 M +USD 115 k +2,248 +8%
Private Advisor Group
24
Private Advisor Group
New Jersey
USD 1.51 M +USD 264 k +5,156 +22%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
USD 1.46 M +USD 41.9 k +816 +3%
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