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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 88.9 M -USD 4.43 M -65,702 -5%
Wells Fargo
2
Wells Fargo
California
USD 77.9 M +USD 15.3 M +226,284 +25%
UBS Group
3
UBS Group
Switzerland
USD 48.3 M +USD 960 k +14,233 +2%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 26.1 M +USD 781 k +11,571 +3%
LPL Financial
5
LPL Financial
California
USD 22.9 M +USD 1.67 M +24,815 +8%
Baird Financial Group
6
Baird Financial Group
Wisconsin
USD 17.6 M +USD 1.55 M +22,976 +10%
Arrow Investment Advisors
7
Arrow Investment Advisors
Maryland
USD 16 M +USD 15.8 M +234,271 Nuevas
Bank of America
8
Bank of America
North Carolina
USD 15.8 M +USD 2.49 M +36,974 +19%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 13.5 M +USD 813 k +12,046 +7%
Stifel Financial
10
Stifel Financial
Missouri
USD 8.03 M -USD 233 k -3,448 -3%
Condor Capital Management
11
Condor Capital Management
New Jersey
USD 7.94 M +USD 35.2 k +522 +0.5%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 7.57 M +USD 604 k +8,950 +9%
BB&T Securities
13
BB&T Securities
Virginia
USD 7.54 M +USD 7.05 M +104,502 +1,841%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 6.86 M -USD 270 -4 -0%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
USD 5.45 M +USD 539 k +7,987 +11%
HL Financial Services
16
HL Financial Services
Kentucky
USD 5.15 M +USD 45.7 k +677 +0.9%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
USD 4.52 M +USD 2.83 k +42 +0.1%
Dorsey Wright & Associates
18
Dorsey Wright & Associates
California
USD 4.5 M +USD 4.43 M +65,672 Nuevas
Ameriprise
19
Ameriprise
Minnesota
USD 4.2 M +USD 252 k +3,742 +6%
First Trust Advisors
20
First Trust Advisors
Illinois
USD 3.75 M +USD 498 k +7,380 +16%
Jane Street
21
Jane Street
New York
USD 3.39 M +USD 1.54 M +22,853 +86%
Snowden Capital Advisors
22
Snowden Capital Advisors
New York
USD 3.15 M +USD 145 k +2,142 +5%
First Allied Advisory Services
23
First Allied Advisory Services
California
USD 2.8 M -USD 4.6 M -68,105 -62%
Clearwater Capital Advisors
24
Clearwater Capital Advisors
Illinois
USD 2.76 M +USD 43.5 k +644 +2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
USD 2.71 M -USD 26.4 k -391 -1%
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