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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 67.6 M -USD 4.46 M -76,184 -6%
Wells Fargo
2
Wells Fargo
California
USD 61 M -USD 4.71 M -80,484 -7%
UBS Group
3
UBS Group
Switzerland
USD 36.7 M +USD 1.07 M +18,221 +3%
Raymond James Financial Services Advisors
4
Raymond James Financial Services Advisors
Florida
USD 22 M +USD 1.16 M +19,881 +6%
LPL Financial
5
LPL Financial
California
USD 18.8 M -USD 109 k -1,855 -0.6%
Stifel Financial
6
Stifel Financial
Missouri
USD 11.8 M +USD 363 k +6,195 +3%
Bank of America
7
Bank of America
North Carolina
USD 11 M -USD 1.06 M -18,052 -9%
Baird Financial Group
8
Baird Financial Group
Wisconsin
USD 10.1 M +USD 421 k +7,198 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 8.32 M +USD 446 k +7,619 +6%
Ameriprise
10
Ameriprise
Minnesota
USD 6.77 M -USD 384 k -6,564 -5%
Condor Capital Management
11
Condor Capital Management
New Jersey
USD 6.54 M -USD 71.4 k -1,220 -1%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 5.37 M -USD 2.8 M -47,840 -35%
HL Financial Services
13
HL Financial Services
Kentucky
USD 5.03 M +USD 171 k +2,916 +4%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
USD 4.98 M +USD 189 k +3,235 +4%
First Allied Advisory Services
15
First Allied Advisory Services
California
USD 4.32 M +USD 1.67 M +28,594 +65%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
USD 4.28 M +USD 72 k +1,230 +2%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
USD 3.91 M +USD 182 k +3,114 +5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
USD 2.82 M -USD 1.22 M -20,894 -30%
Transamerica Financial Advisors
19
Transamerica Financial Advisors
Florida
USD 2.64 M -USD 231 k -3,937 -8%
First Trust Advisors
20
First Trust Advisors
Illinois
USD 2.29 M +USD 157 k +2,681 +7%
IFC Holdings
21
IFC Holdings
Florida
USD 2.16 M +USD 2.14 M +36,527 Nuevas
Snowden Capital Advisors
22
Snowden Capital Advisors
New York
USD 2.1 M +USD 50 k +854 +2%
Clearwater Capital Advisors
23
Clearwater Capital Advisors
Illinois
USD 2.01 M +USD 48.7 k +831 +3%
Sterling Investment Advisors (Pennsylvania)
24
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
USD 1.82 M +USD 192 k +3,275 +12%
JP Morgan Chase
25
JP Morgan Chase
New York
USD 1.79 M +USD 48.9 k +835 +3%
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