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First Trust Mid Cap Core AlphaDEX Fund
FNX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 118 M +USD 7.19 M +130,604 +6%
Wells Fargo
2
Wells Fargo
California
USD 96.7 M +USD 8.43 M +153,145 +9%
UBS Group
3
UBS Group
Switzerland
USD 69.5 M +USD 5.62 M +102,117 +9%
LPL Financial
4
LPL Financial
California
USD 30.1 M -USD 1.3 M -23,545 -4%
Astor Investment Management
5
Astor Investment Management
Illinois
USD 27.3 M +USD 3.71 M +67,469 +15%
Arrow Investment Advisors
6
Arrow Investment Advisors
Maryland
USD 24.7 M +USD 25.2 M +458,032 Nuevas
Bank of America
7
Bank of America
North Carolina
USD 19.6 M +USD 1.47 M +26,683 +8%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
USD 14.1 M -USD 192 k -3,490 -1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 9.7 M -USD 1.14 M -20,668 -10%
Baird Financial Group
10
Baird Financial Group
Wisconsin
USD 9.5 M +USD 9.7 M +176,899 Nuevas
Transamerica Financial Advisors
11
Transamerica Financial Advisors
Florida
USD 8.78 M +USD 5.02 M +91,240 +127%
Dorsey Wright & Associates
12
Dorsey Wright & Associates
California
USD 8.72 M +USD 8.81 M +160,131 Nuevas
Raymond James & Associates
13
Raymond James & Associates
Florida
USD 8.28 M +USD 3.81 M +69,233 +82%
Stifel Financial
14
Stifel Financial
Missouri
USD 6.84 M +USD 178 k +3,238 +3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
USD 6.84 M +USD 1.57 M +28,472 +29%
Legacy Private Trust
16
Legacy Private Trust
Wisconsin
USD 5.72 M -USD 1.06 M -19,295 -15%
Condor Capital Management
17
Condor Capital Management
New Jersey
USD 5.68 M -USD 98.8 k -1,795 -2%
HL Financial Services
18
HL Financial Services
Kentucky
USD 5.32 M +USD 306 k +5,561 +6%
Ameriprise
19
Ameriprise
Minnesota
USD 5.09 M +USD 276 k +5,019 +6%
Goldman Sachs
20
Goldman Sachs
New York
USD 4.63 M +USD 1.75 M +31,871 +59%
Jane Street
21
Jane Street
New York
USD 3.75 M +USD 3.83 M +69,540 Nuevas
Cetera Advisors
22
Cetera Advisors
Colorado
USD 3.65 M +USD 419 k +7,617 +13%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
USD 3.47 M +USD 1.51 M +27,499 +74%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
USD 3.2 M +USD 134 k +2,429 +4%
Raymond James Financial Services Advisors
25
Raymond James Financial Services Advisors
Florida
USD 3.02 M +USD 2.32 M +42,123 +305%
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