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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M +$7.19M +130,604 +6%
Wells Fargo
2
Wells Fargo
California
$96.7M +$8.43M +153,145 +9%
UBS Group
3
UBS Group
Switzerland
$69.5M +$5.62M +102,117 +9%
LPL Financial
4
LPL Financial
California
$30.1M -$1.3M -23,545 -4%
AIM
5
Astor Investment Management
Illinois
$27.3M +$3.71M +67,469 +15%
AIA
6
Arrow Investment Advisors
Maryland
$24.7M +$25.2M +458,032 New
Bank of America
7
Bank of America
North Carolina
$19.6M +$1.47M +26,683 +8%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$14.1M -$192K -3,490 -1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.66M -$1.14M -20,668 -10%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$9.53M +$9.73M +176,899 New
TFA
11
Transamerica Financial Advisors
Florida
$8.78M +$5.02M +91,240 +127%
DWA
12
Dorsey Wright & Associates
California
$8.72M +$8.81M +160,131 New
RJA
13
Raymond James & Associates
Florida
$8.28M +$3.81M +69,233 +82%
Stifel Financial
14
Stifel Financial
Missouri
$6.84M +$178K +3,238 +3%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$6.84M +$1.57M +28,472 +29%
LPT
16
Legacy Private Trust
Wisconsin
$5.72M -$1.06M -19,295 -15%
CCM
17
Condor Capital Management
New Jersey
$5.68M -$98.8K -1,795 -2%
HFS
18
HL Financial Services
Kentucky
$5.32M +$306K +5,561 +6%
Ameriprise
19
Ameriprise
Minnesota
$5.09M +$276K +5,019 +6%
Goldman Sachs
20
Goldman Sachs
New York
$4.63M +$1.75M +31,871 +59%
Jane Street
21
Jane Street
New York
$3.75M +$3.83M +69,540 New
CA
22
Cetera Advisors
Colorado
$3.65M +$419K +7,617 +13%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$3.47M +$1.51M +27,499 +74%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$3.2M +$134K +2,429 +4%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$3.02M +$2.32M +42,123 +305%
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