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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$71.9M -$5.21M -91,007 -7%
Wells Fargo
2
Wells Fargo
California
$41.3M -$1.69M -29,607 -4%
LPL Financial
3
LPL Financial
California
$25.7M -$4.26M -74,330 -15%
RJA
4
Raymond James & Associates
Florida
$21.2M +$2.46M +43,001 +15%
UBS Group
5
UBS Group
Switzerland
$19.1M -$7.67M -133,907 -30%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$16.8M +$1.96M +34,297 +15%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15M -$9.71M -169,587 -41%
Stifel Financial
8
Stifel Financial
Missouri
$6.58M -$717K -12,532 -11%
Osaic Holdings
9
Osaic Holdings
Arizona
$6.46M -$228K -3,979 -4%
Bank of America
10
Bank of America
North Carolina
$6.23M -$492K -8,600 -8%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$5.67M -$4.89M -85,449 -48%
Ameriprise
12
Ameriprise
Minnesota
$5.22M -$1.02M -17,746 -18%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$3.54M -$325K -5,678 -9%
PNC
14
Park National Corp
Ohio
$2.35M +$82.2K +1,436 +4%
SCA
15
Snowden Capital Advisors
New York
$2.3M -$223K -3,893 -10%
LI
16
LVZ Inc
Michigan
$2.3M +$507K +8,860 +32%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.16M -$746K -13,030 -27%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.13M -$746K -13,031 -28%
PAG
19
Private Advisor Group
New Jersey
$1.98M -$77.1K -1,347 -4%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.97M -$5.75M -100,469 -76%
BAM
21
Bellevue Asset Management
Washington
$1.95M +$73.2K +1,279 +4%
MIAN
22
Mariner Independent Advisor Network
Kansas
$1.81M -$164K -2,872 -9%
CPIG
23
Chicago Partners Investment Group
Illinois
$1.8M +$77K +1,345 +5%
SIAP
24
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.59M -$41K -717 -3%
PFS
25
Prospera Financial Services
Texas
$1.57M +$143K +2,501 +11%
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