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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M +$8.8M +97,761 +9%
LPL Financial
2
LPL Financial
California
$83.6M +$3.06M +33,925 +4%
Wells Fargo
3
Wells Fargo
California
$73.7M +$5.67M +62,913 +9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$35.9M -$1.53M -16,945 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$28.1M +$5.32M +59,101 +25%
RJA
6
Raymond James & Associates
Florida
$25.7M +$4.8M +53,307 +25%
UBS Group
7
UBS Group
Switzerland
$25.1M +$36.4K +404 +0.2%
KAS
8
Kestra Advisory Services
Texas
$22.6M -$491K -5,453 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$13.6M -$269K -2,988 -2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$12.8M +$205K +2,275 +2%
HighTower Advisors
11
HighTower Advisors
Illinois
$10.8M +$570K +6,327 +6%
Bank of America
12
Bank of America
North Carolina
$10.4M -$1.97M -21,879 -17%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$9.53M -$931K -10,342 -9%
BRWA
14
B. Riley Wealth Advisors
Florida
$8.94M -$1.96M -21,754 -19%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$8.46M -$587K -6,513 -7%
Stifel Financial
16
Stifel Financial
Missouri
$7.62M -$182K -2,023 -2%
FH
17
FWG Holdings
Florida
$7.09M +$202K +2,248 +3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$6.67M +$432K +4,792 +7%
KPWS
19
Kestra Private Wealth Services
Texas
$5.55M +$2.79M +30,929 +116%
DADC
20
D.A. Davidson & Co
Montana
$5.37M -$69.4K -771 -1%
CPIG
21
Chicago Partners Investment Group
Illinois
$5.3M +$452K +5,016 +10%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$5.23M -$632K -7,018 -11%
BAM
23
Bellevue Asset Management
Washington
$4.9M +$58.1K +645 +1%
SCA
24
Snowden Capital Advisors
New York
$4.68M +$89.4K +993 +2%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$4.36M +$9.19K +102 +0.2%
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