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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.8M +$3.02M +50,548 +4%
Wells Fargo
2
Wells Fargo
California
$54.5M -$8.94M -149,658 -15%
UBS Group
3
UBS Group
Switzerland
$38.7M +$270K +4,514 +0.7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$22.8M -$237K -3,967 -1%
LPL Financial
5
LPL Financial
California
$18.5M -$1.11M -18,610 -6%
Bank of America
6
Bank of America
North Carolina
$13.2M +$1.64M +27,500 +15%
Stifel Financial
7
Stifel Financial
Missouri
$12.4M +$104K +1,741 +0.9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.4M +$1.68M +28,103 +20%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$10.4M -$176K -2,952 -2%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$7.11M +$1.84M +30,824 +37%
CCM
11
Condor Capital Management
New Jersey
$7.07M +$226K +3,789 +3%
RJA
12
Raymond James & Associates
Florida
$5.75M +$128K +2,143 +2%
HFS
13
HL Financial Services
Kentucky
$4.84M -$408K -6,830 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$4.29M -$178K -2,980 -4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$4.01M -$73.7K -1,234 -2%
Ameriprise
16
Ameriprise
Minnesota
$2.7M -$4.23M -70,819 -62%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.54M +$146K +2,450 +6%
IH
18
IFC Holdings
Florida
$2.47M +$205K +3,426 +9%
TFA
19
Transamerica Financial Advisors
Florida
$2.46M -$283K -4,730 -11%
SCA
20
Snowden Capital Advisors
New York
$2.31M +$112K +1,882 +5%
CCA
21
Clearwater Capital Advisors
Illinois
$2.28M +$151K +2,528 +7%
SIAP
22
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.92M +$17.9K +300 +1%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.91M +$86.2K +1,443 +5%
FAAS
24
First Allied Advisory Services
California
$1.75M -$2.66M -44,569 -61%
JP Morgan Chase
25
JP Morgan Chase
New York
$1.68M -$180K -3,016 -10%
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