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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$113M +$244K +2,526 +0.2%
LPL Financial
2
LPL Financial
California
$80.4M +$511K +5,289 +0.6%
Wells Fargo
3
Wells Fargo
California
$78.8M +$8.75M +90,592 +12%
KAS
4
Kestra Advisory Services
Texas
$28.5M +$7.24M +74,946 +32%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$28M -$6.66M -68,948 -18%
UBS Group
6
UBS Group
Switzerland
$24.7M +$645K +6,677 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$23.2M -$3.82M -39,537 -14%
RJA
8
Raymond James & Associates
Florida
$21M -$3.75M -38,798 -15%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$15.4M +$3.25M +33,622 +25%
HighTower Advisors
10
HighTower Advisors
Illinois
$10.9M +$533K +5,515 +5%
Stifel Financial
11
Stifel Financial
Missouri
$9.87M +$2.71M +28,063 +35%
Bank of America
12
Bank of America
North Carolina
$9.84M -$149K -1,546 -1%
Osaic Holdings
13
Osaic Holdings
Arizona
$9.72M -$3.39M -35,148 -25%
DADC
14
D.A. Davidson & Co
Montana
$9.55M +$4.62M +47,867 +86%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$9.08M -$39.2K -406 -0.4%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$7.85M -$247K -2,561 -3%
GSEP
17
Golden State Equity Partners
California
$7.47M +$7.35M +76,111 +1,538%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$7.39M +$1.06M +10,973 +16%
FH
19
FWG Holdings
Florida
$6.45M +$138K +1,433 +2%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.4M +$1.98M +20,463 +54%
KPWS
21
Kestra Private Wealth Services
Texas
$5.03M -$293K -3,029 -5%
CPIG
22
Chicago Partners Investment Group
Illinois
$4.86M +$253K +2,615 +5%
First Trust Advisors
23
First Trust Advisors
Illinois
$4.78M +$917K +9,497 +22%
BAM
24
Bellevue Asset Management
Washington
$4.56M -$127K -1,320 -3%
BRWA
25
B. Riley Wealth Advisors
Florida
$4.29M -$4.46M -46,203 -50%
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