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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59.9M -$2.55M -39,311 -3%
Wells Fargo
2
Wells Fargo
California
$33.3M -$14.1M -217,803 -24%
LPL Financial
3
LPL Financial
California
$23.5M +$3.73M +57,597 +13%
UBS Group
4
UBS Group
Switzerland
$21.2M -$3.64M -56,135 -11%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$19.7M -$2M -30,851 -7%
RJA
6
Raymond James & Associates
Florida
$14.3M -$2.63M -40,506 -12%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.3M -$2.44M -37,598 -14%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$8.5M -$2.41M -37,127 -17%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$6.39M +$8.27M +127,584 +2,888%
Stifel Financial
10
Stifel Financial
Missouri
$5.69M -$1.04M -16,074 -12%
Bank of America
11
Bank of America
North Carolina
$5.22M -$2.86M -44,134 -29%
Osaic Holdings
12
Osaic Holdings
Arizona
$5.18M +$6.96M +107,353 New
Ameriprise
13
Ameriprise
Minnesota
$4.85M +$276K +4,254 +4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3M -$151K -2,337 -4%
HSA
15
HBK Sorce Advisory
Pennsylvania
$2.77M +$84.8K +1,309 +2%
TRCT
16
Tower Research Capital (TRC)
New York
$2.5M +$2.52M +38,883 +299%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.29M -$2.8M -43,231 -48%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$2.27M -$1.56M -24,045 -34%
SCA
19
Snowden Capital Advisors
New York
$1.96M -$86.2K -1,330 -3%
PNC
20
Park National Corp
Ohio
$1.75M +$186K +2,870 +9%
BAM
21
Bellevue Asset Management
Washington
$1.62M +$8.36K +129 +0.4%
PAG
22
Private Advisor Group
New Jersey
$1.59M -$76.5K -1,181 -3%
AI
23
Atria Investments
North Carolina
$1.48M +$984K +15,182 +98%
MIAN
24
Mariner Independent Advisor Network
Kansas
$1.45M +$113K +1,743 +6%
CPIG
25
Chicago Partners Investment Group
Illinois
$1.39M +$167K +2,572 +11%