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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.9M +$24.1M +479,212 +42%
Wells Fargo
2
Wells Fargo
California
$73.9M +$13.2M +263,577 +22%
U
3
UBS
Switzerland
$60.1M +$10.1M +200,452 +21%
DWA
4
Dorsey Wright & Associates
California
$30.7M +$1.2M +23,968 +4%
LPL Financial
5
LPL Financial
California
$25M +$2.03M +40,503 +9%
RJA
6
Raymond James & Associates
Florida
$23.4M +$2.99M +59,561 +15%
AIA
7
Arrow Investment Advisors
Maryland
$21.7M +$1.23M +24,400 +6%
Bank of America
8
Bank of America
North Carolina
$19M +$691K +13,758 +4%
CM
9
Churchill Management
California
$15.1M +$2.42M +48,255 +20%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$12M +$7.38M +147,075 +173%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$11M +$876K +17,443 +9%
CCM
12
Condor Capital Management
New Jersey
$7.87M +$287K +5,710 +4%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$7.02M +$5M +99,489 +270%
B
14
Baird
Wisconsin
$5.39M +$1.42M +28,193 +37%
HFS
15
HL Financial Services
Kentucky
$4.66M -$62.9K -1,252 -1%
Stifel Financial
16
Stifel Financial
Missouri
$3.75M +$3.66M +72,845 New
Ameriprise
17
Ameriprise
Minnesota
$3.46M +$616K +12,277 +22%
LPT
18
Legacy Private Trust
Wisconsin
$3.1M +$1.3M +25,861 +75%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.23M +$192K +3,820 +10%
JP Morgan Chase
20
JP Morgan Chase
New York
$2.19M -$360K -7,163 -14%
CA
21
Cetera Advisors
Colorado
$2.16M +$205K +4,084 +11%
DADC
22
D.A. Davidson & Co
Montana
$1.86M +$66.4K +1,323 +4%
SHA
23
Smith Hayes Advisers
Nebraska
$1.53M +$70.2K +1,398 +5%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.37M +$530K +10,561 +66%
Deutsche Bank
25
Deutsche Bank
Germany
$1.28M +$81.1K +1,616 +7%
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