Smith Hayes Advisers’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Smith Hayes Advisers’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$881K	Sell	17,753 -9,061	-34%	-$415K	0.18%	141
2015 Q4	$1.29M	Sell	26,814 -2,177	-8%	-$109K	0.27%	102
2015 Q3	$1.39M	Sell	28,991 -3,820	-12%	-$196K	0.3%	95
2015 Q2	$1.77M	Sell	32,811 -26	-0.1%	-$1.43K	0.35%	85
2015 Q1	$1.79M	Sell	32,837 -1,892	-5%	-$101K	0.36%	84
2014 Q4	$1.83M	Buy	34,729 +1,032	+3%	+$52.9K	0.38%	78
2014 Q3	$1.69M	Buy	33,697 +1,786	+6%	+$93.3K	0.4%	76
2014 Q2	$1.71M	Buy	31,911 +2,248	+8%	+$115K	0.4%	78
2014 Q1	$1.53M	Buy	29,663 +1,398	+5%	+$70.2K	0.38%	81
2013 Q4	$1.43M	Buy	28,265 +4,696	+20%	+$226K	0.47%	69
2013 Q3	$1.08M	Buy	23,569 +6,843	+41%	+$306K	0.41%	77
2013 Q2	$707K	Buy	+16,726	New	+$706K	0.29%	98

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Smith Hayes Advisers's FNX Position: Q1 2016 in Review

Smith Hayes Advisers reduced its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 34% in Q1 2016, selling an estimated $415K and leaving 17,753 shares worth $881K. The position accounts for 0.18% of the portfolio, ranked #141.

Smith Hayes Advisers first reported a position in FNX in Q2 2013 and has held it in 12 quarters since. The position peaked at $1.83M in Q4 2014. 77 funds tracked by Wall St. Rank hold FNX as of Q1 2016.

Smith Hayes Advisers held 17,753 shares of First Trust Mid Cap Core AlphaDEX Fund worth $881K as of Q1 2016.
Smith Hayes Advisers sold 9,061 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2016, an estimated $415K.
First Trust Mid Cap Core AlphaDEX Fund made up 0.18% of Smith Hayes Advisers's portfolio in Q1 2016, its #141 holding.
Smith Hayes Advisers first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and has held it in 12 quarters since.
Smith Hayes Advisers's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.83M in Q4 2014.
77 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2016.

Based on Smith Hayes Advisers's 13F filing for Q1 2016, filed 16 May 2016.