Baird’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Baird’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$8.78M	Buy	160,804 +17,069	+12%	+$907K	0.09%	227
2014 Q4	$7.59M	Sell	143,735 -2,692	-2%	-$138K	0.08%	256
2014 Q3	$7.35M	Buy	146,427 +16,169	+12%	+$845K	0.1%	191
2014 Q2	$6.96M	Buy	130,258 +25,466	+24%	+$1.31M	0.1%	195
2014 Q1	$5.39M	Buy	104,792 +28,193	+37%	+$1.42M	0.08%	252
2013 Q4	$3.87M	Buy	76,599 +45,991	+150%	+$2.21M	0.07%	313
2013 Q3	$1.4M	Buy	30,608 +3,330	+12%	+$149K	0.03%	507
2013 Q2	$1.15M	Buy	+27,278	New	+$1.15M	0.02%	532

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPT

Legacy Private Trust Neenah, Wisconsin $1.63B AUM 17.53% 1-Year Est. Return

Baird's FNX Position: Q1 2015 in Review

Baird increased its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 12% in Q1 2015, buying an estimated $907K and bringing the position to 160,804 shares worth $8.78M. The position accounts for 0.09% of the portfolio, ranked #227.

Baird first reported a position in FNX in Q2 2013 and has held it in 8 quarters since. 72 funds tracked by Wall St. Rank hold FNX as of Q1 2015.

Baird held 160,804 shares of First Trust Mid Cap Core AlphaDEX Fund worth $8.78M as of Q1 2015.
Baird bought 17,069 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2015, an estimated $907K.
First Trust Mid Cap Core AlphaDEX Fund made up 0.09% of Baird's portfolio in Q1 2015, its #227 holding.
Baird first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2013 and has held it in 8 quarters since.
72 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.