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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$112M +$584K +10,998 +0.5%
Wells Fargo
2
Wells Fargo
California
$89.6M -$115K -2,168 -0.1%
UBS Group
3
UBS Group
Switzerland
$64.8M -$7.05M -132,665 -10%
LPL Financial
4
LPL Financial
California
$31.9M -$6.82M -128,370 -18%
AIM
5
Astor Investment Management
Illinois
$24M +$4.79M +90,137 +26%
Bank of America
6
Bank of America
North Carolina
$18.4M -$3.34M -62,831 -16%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$14.5M -$241K -4,537 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.9M +$276K +5,196 +3%
B
9
Baird
Wisconsin
$8.78M +$907K +17,069 +12%
LPT
10
Legacy Private Trust
Wisconsin
$6.84M +$4M +75,226 +150%
Stifel Financial
11
Stifel Financial
Missouri
$6.76M +$2.16M +40,704 +49%
CCM
12
Condor Capital Management
New Jersey
$5.86M -$3.21M -60,377 -36%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$5.37M +$4.92M +92,575 +1,578%
HFS
14
HL Financial Services
Kentucky
$5.08M -$142K -2,682 -3%
ACM
15
Aviance Capital Management
Florida
$5.02M +$3.54M +66,715 +263%
Ameriprise
16
Ameriprise
Minnesota
$4.88M +$262K +4,933 +6%
RJA
17
Raymond James & Associates
Florida
$4.6M -$6.03M -113,566 -57%
TFA
18
Transamerica Financial Advisors
Florida
$3.91M +$3.39M +63,839 +813%
CA
19
Cetera Advisors
Colorado
$3.27M -$30K -565 -0.9%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.1M +$202K +3,801 +7%
Goldman Sachs
21
Goldman Sachs
New York
$2.95M +$2.07M +38,957 +258%
AIG
22
American International Group
New York
$2.69M -$82.1K -1,546 -3%
FAAS
23
First Allied Advisory Services
California
$2.58M +$128K +2,414 +5%
BTS
24
BB&T Securities
Virginia
$2.29M +$1.4M +26,295 +169%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.02M -$867K -16,326 -31%
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