Aviance Capital Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Aviance Capital Management’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-52,668	Closed	-$2.78M	–	235
2016 Q3	$2.78M	Sell	52,668 -20,623	-28%	-$1.08M	0.08%	139
2016 Q2	$3.7M	Sell	73,291 -15,984	-18%	-$800K	0.11%	117
2016 Q1	$4.43M	Sell	89,275 -129,806	-59%	-$5.95M	0.15%	101
2015 Q4	$10.5M	Buy	219,081 +802	+0.4%	+$40K	0.35%	74
2015 Q3	$10.5M	Buy	+218,279	New	+$11.2M	0.37%	70
2015 Q2	–	Sell	-92,050	Closed	-$5.02M	–	106
2015 Q1	$5.02M	Buy	92,050 +66,715	+263%	+$3.54M	0.19%	88
2014 Q4	$1.34M	Buy	+25,335	New	+$1.3M	0.05%	160

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Aviance Capital Management's FNX Position: Q4 2016 in Review

Aviance Capital Management sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2016, closing a stake of 52,668 shares — an estimated $2.78M sold.

Aviance Capital Management first reported a position in FNX in Q4 2014 and held it in 7 quarters. The position peaked at $10.5M in Q4 2015. 88 funds tracked by Wall St. Rank hold FNX as of Q4 2016.

Aviance Capital Management reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Aviance Capital Management sold 52,668 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2016, an estimated $2.78M.
Aviance Capital Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2014 and held it in 7 quarters.
Aviance Capital Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $10.5M in Q4 2015.
88 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2016.

Based on Aviance Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.