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First Trust Mid Cap Core AlphaDEX Fund
FNX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M -$3.68M -37,724 -3%
Wells Fargo
2
Wells Fargo
California
$76.3M +$1.93M +19,752 +3%
LPL Financial
3
LPL Financial
California
$66M -$6.62M -67,862 -9%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$31.3M +$855K +8,763 +3%
UBS Group
5
UBS Group
Switzerland
$25.1M +$842K +8,635 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$21.3M +$685K +7,023 +3%
RJA
7
Raymond James & Associates
Florida
$17.5M +$1.54M +15,804 +10%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$15.8M +$42.7K +438 +0.3%
Bank of America
9
Bank of America
North Carolina
$15.4M +$3.37M +34,582 +28%
KAS
10
Kestra Advisory Services
Texas
$15.2M +$522K +5,357 +4%
Osaic Holdings
11
Osaic Holdings
Arizona
$15M -$261K -2,673 -2%
BRWA
12
B. Riley Wealth Advisors
Florida
$13.6M +$569K +5,835 +4%
Stifel Financial
13
Stifel Financial
Missouri
$9.23M -$1.29M -13,197 -12%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$8.28M +$423K +4,334 +5%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$7.2M +$6.27M +64,319 +711%
First Trust Advisors
16
First Trust Advisors
Illinois
$5.95M +$5.18M +53,135 +710%
GSEP
17
Golden State Equity Partners
California
$5.66M +$2.52M +25,816 +81%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$5.03M -$178K -1,821 -3%
BAM
19
Bellevue Asset Management
Washington
$4.96M -$1.32M -13,556 -21%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$4.89M +$425K +4,362 +10%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$4.58M +$310K +3,181 +7%
SCA
22
Snowden Capital Advisors
New York
$4.26M +$18.6K +191 +0.4%
PAG
23
Private Advisor Group
New Jersey
$3.64M +$610K +6,256 +20%
LI
24
LVZ Inc
Michigan
$3.62M -$6.54K -67 -0.2%
CPIG
25
Chicago Partners Investment Group
Illinois
$3.6M +$265K +2,719 +7%
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